- Bloomberg (New York, NY)
- …First Line of Defense (FLOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) training efforts + Successfully challenge FLOD on ... businesses and departments. In addition, we are responsible for risk reporting to firm-wide partners and senior ...Engineering areas, applying good judgement when evaluating both the risk and controls framework + Work closely… more
- KeyBank (NY)
- …tools and techniques to analyze, quantify, and/or assess risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Clearly document ... management, and/or audit experience with a strong focus on risks and controls and risk -based auditing techniques. + Practical working knowledge of financial… more
- KeyBank (Buffalo, NY)
- …tools and techniques to analyze, quantify, and/or assess risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Clearly document ... and/or compliance), and/or audit experience with a strong focus on risks and controls and risk -based testing or auditing techniques. + Practical working… more
- TD Bank (New York, NY)
- …within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with TD policies and ... strong subject matter knowledge of financial crime risks and controls relating to transaction monitoring and investigations, with a...Internal Audit and regulators + Maintains a culture of risk management and control , supported by effective… more
- Citigroup (New York, NY)
- …Financial Analysis, Governance, Policy and Procedure, Policy and Regulation, Product Knowledge, Risk Controls and Monitors, Risk Identification and ... professional to join North American (NAM) Special Assets team as a Senior Vice President (SVP) level Transactor. The individual should possess excellent technical… more
- Scotiabank (New York, NY)
- …and objective assurance over the design and operations of the Bank's internal controls , risk management and governance processes. We are professionals who thrive ... risk -related information to Officer-in-Charge or Audit Principal and senior management. + Maintain stakeholder relationships to successfully carry out audit… more
- Citigroup (Queens, NY)
- …sub-function/job family. **Responsibilities:** + Responsible for managing and supporting multiple risk and control programs for the organization including ... **Qualifications:** + 6-10 years relevant work experience in Business Risk & Controls + MS Excel, MS...Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time… more
- Citigroup (New York, NY)
- …handling high-impact issues. + Familiarity with banking regulations, products, processes, and risk control . + Deep understanding of the AI/DA lifecycle, ... oversight lead for AI/DA initiatives. 3. Report on AI risk posture to senior leadership / board....Governance, Issue Management, Policy and Procedure, Policy and Regulation, Risk Controls and Monitors, Risk … more
- Citigroup (Getzville, NY)
- …Escalation Management, Management Reporting, Policy and Procedure, Policy and Regulation, Programming, Risk Controls and Monitors, Risk Identification and ... accuracy. + Prepare Operational Losses forecast and analysis for senior management in Finance and Operational Risk ...and 6+ years' work experience in finance or related control discipline (eg Risk Management, Reporting, Financial… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Enterprise Enabling Functions **Job Description:** The Sr Business Analyst plans, manages, leads and oversees the end-to-end delivery ... / work packages for Tier 3-4, low to moderate risk and regulatory projects with multiple stakeholders and across...technology throughout project delivery + Works independently as the senior or lead business analyst and coaches and guides… more