- Citigroup (Getzville, NY)
- …of hire. **Most Relevant Skills** Business Acumen, Data Analysis, Internal Controls , Management Reporting, Problem Solving, Process Execution, Risk ... transfer pricing processes in line with established policies, procedures, and control requirements. **Responsibilities:** + Contribute to the governance of funding,… more
- Bank of America (New York, NY)
- …to Trade Support functions + General knowledge of operational processing and risk control skills including the ability to build well-controlled spreadsheets ... Job Description:** As part of the Americas Equity Trade Control team, the candidate will be responsible for maintaining...Markets teams to deliver operational support and ensure key controls across the lifecycle of a trade. This role… more
- University of Rochester (Rochester, NY)
- …Prepare, present, and submit comprehensive reports on compliance status, audit results, risk assessments, and other relevant documentation to senior leadership ... regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory commissions/authorities.… more
- Bank of America (New York, NY)
- …performance forecasting, and operational performance. + Work closely with Credit Risk , Underwriting, Product, Pricing, Business Controls and Compliance partners ... + Package findings for socialization with Strategies, Business Enablement, Legal, Risk , Compliance and senior leaders which articulates associated risks… more
- Zurich NA (New York, NY)
- …you will also contribute to broader compliance initiatives across Zurich's Compliance Risk Universe (CRU), including Third Party Risk , Customer Facing Conduct, ... while supporting global adherence to evolving regulatory requirements and embedding CRU processes/ controls within the 1st Line of Defense. This is a highly visible… more
- Citigroup (Getzville, NY)
- …EUCs (End User Computing Spreadsheets) used. + Execution of all MCA (Manager Control Assessment) requirements for controls testing and monitoring + Identify ... + Can exercise independence of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately assess risk when… more
- M&T Bank (Buffalo, NY)
- …drive resolution of complex support issues. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify risk -related issues… more
- City National Bank (New York, NY)
- …area compliance with applicable laws, rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk . Additionally, the ... report and validate corrective actions. * Challenge and aggregate front line risk assessments and report results/recommendations to senior management. * Manage… more
- M&T Bank (Buffalo, NY)
- …risk -related issues needing escalation to management. Adhere to applicable compliance/operational/model risk controls and other second line of defense and ... statistical models. + Understand and adhere to the Company's risk and regulatory standards, policies and controls ...+ Knowledge and familiarity with key aspects of model risk management and model validation, including SR -11-7… more
- American Express (New York, NY)
- …capital. + Conduct gap assessments and establish robust framework to strengthen model risk controls and meet heightened regulatory standards + Conduct research ... The successful candidate will be responsible to manage and controls model risk , specifically associated to the...drive business impact + Communicating results to counterparts and senior leadership + **Critical Factors to Success:** + Business… more