- TD Bank (Charlotte, NC)
- …risk assessment for all TD businesses + Supports the business lines with compliance/ risk controls and periodically evaluates risk mitigation efforts to ... in the development and implementation of appropriate Compliance policies, processes and controls + Facilitates the periodic Compliance risk and self-assessment… more
- US Bank (Charlotte, NC)
- …and advisory services designed to evaluate and improve the effectiveness of risk management, control , and governance. This position supports the European ... Perform continuous monitoring and enhanced continuous monitoring activities (working closely with senior management and risk management) and adjusting the audit… more
- Anywhere Real Estate (Charlotte, NC)
- …such as SOC 1 Type I and Type II through robust technical controls , risk management, and governance frameworks. **KEY RESPONSIBILITIES** + **Embed Privacy ... programs in a complex organizational environment. + Strong understanding of technical controls , risk management, and security governance frameworks. + Experience… more
- USAA (Charlotte, NC)
- …and contribute to risk -based assurance activities. You will perform risk and control identification and evaluation, advanced audit techniques, research ... engagement evaluations, when AIC. + Assists in updating the risk & control matrix for each engagement...are strongly desired. + Experience evaluating information technology (IT) risk management frameworks and testing IT general controls… more
- TD Bank (Charlotte, NC)
- …relevant stakeholders and business management where required + Maintains a culture of risk management and control , supported by effective processes and sound ... (eg financial controls , segregation of duties, transaction approvals, and physical control of assets). + Works closely with key business leaders to optimize… more
- Truist (Charlotte, NC)
- …defense teammates across assigned business areas in identifying, escalating and in remediating risk control gaps to ensure compliance with Enterprise Risk ... Business Unit leadership in its management of risks and controls as well as its execution of risk...Unit to aide in the evaluations and self-identification of risk control weaknesses. Assist with evaluation and… more
- US Bank (Charlotte, NC)
- …Establish robust monitoring mechanisms to track risk exposure and control effectiveness. Generate insightful reports for senior management, committees and ... such as new vendors, systems, products and segments, by advising on fiduciary risk , informing procedure and control design, participating in Steering Committees,… more
- Navient (Raleigh, NC)
- …great together! **The Senior Compliance Analyst position will report to the Sr . Compliance Manager - Head of 1st Line of Defense Compliance.** **As the ... fast. We build tools that help people feel in control of their financial future, including: + **Private student...years of experience in regulatory compliance, audit, or operational risk & controls within the consumer lending… more
- ITG Brands (NC)
- …a sound financial control environment. This position reports directly to the Sr . Manager, Financial Consolidation and Reporting. - WHAT YOU WILL DO _(This list ... Senior Accountant **Location** North Carolina **City** Greensboro **Role...controls , and higher work quality. + Assess internal controls , including risk assessments and review of… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager, Financial Crime Risk Oversight… more