• Compliance Controller

    Fedcap (New York, NY)
    …proper accounting policies and procedures. In this role, you will conduct both internal control and risk assessment -based audits for multiple practice areas ... and groups, test internal controls , assist with remediation and implementing viable solutions, prepare...using data analytics. + Participate in SOX 404 internal control evaluation and testing Financial, Operational and… more
    Fedcap (07/25/25)
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  • Internal Audit Professional III (Senior Auditor)

    Arrow Financial Corporation (South Glens Falls, NY)
    …in: Advanced Auditing Knowledge and Experience: Deep understanding of internal audit principles, risk assessment , control evaluation, and audit execution in ... Audit Committee and Senior Management. Creates comprehensive and risk -based audit plans, control matrices and testing plans. Will ensure audit testing is… more
    Arrow Financial Corporation (06/14/25)
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  • Fin Solutions Senior Lead Analyst - SVP/C14

    Citigroup (New York, NY)
    …to coordinate activities across workstreams on the RUBY platform including Interest Rate Risk , Stress Testing , and Financial Planning + Provides SMEs with a ... Fin Solutions Group Manager is a seasoned professional who will support firmwide risk reporting efforts mostly focused on the measurement and management of interest… more
    Citigroup (06/18/25)
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  • Compliance Business Oversight Manager (Marketing…

    TD Bank (New York, NY)
    …self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments (monitoring, ... risk assessment etc.) are completed and communicated in a continuous...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
    TD Bank (07/22/25)
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  • Compliance Business Oversight Manager

    TD Bank (New York, NY)
    …self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments (monitoring, ... risk assessment etc.) are completed and communicated in a continuous...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
    TD Bank (07/17/25)
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  • Sr. Security Engineer (AI VM), AWS Vulnerability…

    Amazon (New York, NY)
    …foundational models and LLMs. - Drive security improvements through clear technical guidance and risk assessment . - Partner with teams to identify and implement ... emerging risks for AI managed services. - Evaluate security controls supply chain risks for AWS AI services. -... levels. Later, you'll mentor junior engineers on security risk assessment and supply chain vulnerabilities for… more
    Amazon (05/21/25)
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  • AML Auditor

    ManpowerGroup (New York, NY)
    …critical recommendations and management responses + Assisting with preparing the annual audit risk assessment and pre-audit planning + Partnering with the IT ... + Identifying controls and evaluating the adequacy and effectiveness of controls and reviewing related internal control documentation + Assisting external… more
    ManpowerGroup (07/24/25)
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  • Sales and Trading Audit Director

    SMBC (New York, NY)
    …Dodd Frank, Volcker and Trading supervision + Expert knowledge of audit techniques, risk , and internal controls assessment , and workpaper standards. + ... + Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends...10 years of audit experience in the in Audit, Risk , Business Control , Compliance, Finance in the… more
    SMBC (04/28/25)
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  • Credit Review Senior Portfolio Specialist

    Bank of America (New York, NY)
    …Audit to ensure ongoing awareness of review activity, coordination, and ongoing risk assessment + Actively participate in regulator meetings, liaise with ... + Serve as subject matter expert for and/or lead risk -based and regulatory examinations + Perform transactional testing...+ Data manipulation and analysis skills + Effective process assessment skills - the ability to identify control… more
    Bank of America (07/11/25)
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  • Financial Crimes Quality Assurance - AVP

    Mizuho Corporate Bank (New York, NY)
    …organization. + Experience in BSA/AML transaction monitoring function; familiarity with AML Risk Assessment ; Customer /Account Risk Modeling, Scoring and ... The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank...and Sanctions procedures against regulatory requirements. In addition to testing in search of any control weaknesses,… more
    Mizuho Corporate Bank (06/07/25)
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