• Sr. Compliance Manager - Wealth Management…

    KeyBank (Amherst, NY)
    …second-line-of-defense approach to risk -based monitoring and evaluation activities, including risk assessment , monitoring and testing , analysis of ... in analyzing, quantifying, and/or assessing risks and to evaluate controls to identify potential weaknesses and/or control ...audit experience with a strong focus on risks and controls and risk -based auditing and/or testing… more
    KeyBank (09/14/25)
    - Related Jobs

  • Compliance Officer - Wealth Management and Trust…

    KeyBank (Amherst, NY)
    …and with a team on risk -based monitoring and evaluation activities, including risk assessment , monitoring and testing , analysis of findings, and ... risk management strategies including the scoping of risk evaluations, monitoring, and design of testing ...to analyze, quantify, and/or assess risks and to evaluate controls to identify potential weaknesses and/or control … more
    KeyBank (09/14/25)
    - Related Jobs

  • Investments and Insurance Risk…

    Citigroup (Queens, NY)
    …can offer, and ultimately help them achieve their goals. The Investments and Insurance Risk Assessment and Control Design Managing Director will be ... testing scenarios. + Enable the redesign of Wealth Controls toward shared capabilities teams. + Attract and retain...experience in large global financial firms. + Deep global risk assessment and mitigation leadership experience across… more
    Citigroup (09/17/25)
    - Related Jobs

  • Compliance Business Oversight Manager - Fiduciary…

    TD Bank (New York, NY)
    …Operating Framework (COF) including.** + **Compliance-wide frameworks, guidelines and standards for testing , monitoring, risk assessment , reporting and other ... self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments (monitoring, … more
    TD Bank (09/30/25)
    - Related Jobs

  • Senior Compliance Business Oversight Analyst

    TD Bank (New York, NY)
    …Operating Framework (COF) including;** + **Compliance-wide frameworks, guidelines and standards for testing , monitoring, risk assessment , reporting and other ... risk within the US Wealth businesses;** + **Independently testing , monitoring and assessing the adequacy of, adherence to...and controls + Facilitates the periodic Compliance risk and self- assessment activities for designated business… more
    TD Bank (09/05/25)
    - Related Jobs

  • Financial Controls Manager/ Regulatory…

    TD Bank (New York, NY)
    …as version control , access management, and documentation) + Experience testing controls , conducting walkthroughs, and evaluating control effectiveness ... (CPA, CIA, or CISA a plus); strong teamwork and problem-solving skills; understanding of risk assessment and control evaluation + Strong written and verbal… more
    TD Bank (09/27/25)
    - Related Jobs

  • Manager, Business Risk and Controls…

    KeyBank (Amherst, NY)
    …; ability to create, implement, evaluate and enhance processes in internal controls . * Risk & Control Self- Assessment (RCSA) - Knowledge of risk and ... into their strategic decisions and management activities. * Monitor quarterly assessments of testing , control effectiveness, residual risk , risk metrics… more
    KeyBank (10/01/25)
    - Related Jobs

  • Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …and administration of the Fixed Income compliance program. Coordinate and performs risk assessment , monitoring, testing and surveillance activities to ... compliance controls . + Perform and/or effectively challenge monitoring and testing activities to ensure regulatory compliance controls are operating and… more
    BMO Financial Group (09/22/25)
    - Related Jobs

  • Manager of Infrastructure Governance, Risk…

    Mizuho Corporate Bank (New York, NY)
    …and address emerging risks and vulnerabilities + Establish and maintain robust risk assessment and monitoring processes Audit Response Enablement: + Transform ... Join Mizuho as the Manager of Infrastructure Governance, Risk and Controls ! We are seeking...drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.… more
    Mizuho Corporate Bank (07/19/25)
    - Related Jobs

  • Risk & Control Officer

    MUFG (New York, NY)
    …Operations. The associate will be responsible for key aspects related to issue management, risk assessments, control testing , risk metric reporting, ... Assist with the execution of front-line risk assessment activities (ad hoc Risk / Controls ...Risk Rationales, Proper Control Descriptions, Basel Risk Categories + Control Testing … more
    MUFG (07/12/25)
    - Related Jobs