- TD Bank (New York, NY)
- …Operating Framework (COF) including;** + **Compliance-wide frameworks, guidelines and standards for testing , monitoring, risk assessment , reporting and other ... risk within the US Wealth businesses;** + **Independently testing , monitoring and assessing the adequacy of, adherence to...and controls + Facilitates the periodic Compliance risk and self- assessment activities for designated business… more
- American Express (New York, NY)
- …(along with IAG process owners) * Facilitate risk assessments performance (eg, Risk and Control Self- Assessment (RSCA) in addition to further assessments ... to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance,… more
- American Express (New York, NY)
- …advantage and helping each other become better leaders every day. The objective of the USCS Control Management Risk ID & Assessment team is to identify risks ... and control owners to increase maturity of control self- assessment activities. + Support risk...assessment performance in addition to further assessments and testing programs to ensure regulatory and internal standards are… more
- Citigroup (New York, NY)
- …Procedure, Policy and Regulation, Risk Controls and Monitors, Risk Identification and Assessment , Stakeholder Management. **Other Relevant Skills** For ... **Team Overview** E-Trading Risk and Controls (ETRC) is a...with designing and managing centralized E-Trading tools (limit databases, risk and control inventories) from a technical… more
- American Express (Ames, NY)
- …through differentiated and innovative branding, marketing and experiences. The objective of the GABM Control Management Risk ID & Assessment team is to ... a Sr. Analyst of Risk ID & Assessment focused on ensuring control management is...and vertical process testing + Support thematic risk reporting (levels, trends, causes) + Categorize controls… more
- TD Bank (New York, NY)
- …regulatory compliance risk management frameworks and programs, including Compliance Risk Assessment and regulatory controls management + Experience ... Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head...controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain… more
- CIBC (New York, NY)
- …Assessment you will independently conduct control testing , providing assessment , consulting, and reporting on operational risk and controls ... processes or external events that arise from audit and control testing . Independently understand and follow the... Risk Management, Internal Audit, Enterprise counterparts, and control assessment teams. + **Collaboration** - Engaging… more
- Mizuho Corporate Bank (New York, NY)
- …and address emerging risks and vulnerabilities + Establish and maintain robust risk assessment and monitoring processes Audit Response Enablement: + Transform ... Join Mizuho as the Manager of Infrastructure Governance, Risk and Controls ! We are seeking...drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.… more
- BMO Financial Group (New York, NY)
- …and administration of the Fixed Income compliance program. Coordinate and performs risk assessment , monitoring, testing and surveillance activities to ... of core business unit processes. + Conduct and/or effectively challenge monitoring and testing , and risk assessments, for business units and assist to identify… more
- M&T Bank (Buffalo, NY)
- …in the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing in accordance with M&T's First ... with the identification and assessment of risks, risk monitoring and testing , and issues management....Internal Controls and professional standards. + Specific control testing responsibilities will involve planning and… more