- City National Bank (New York, NY)
- …1LOD colleagues to ensure testing practices meet internal standards. * Conduct Process/ Risk and Control (PRC) reviews against IT control descriptions to ... management or investigations *Additional Qualifications* * Demonstrated experience analyzing IT control testing attributes and evidence to properly evaluate and… more
- Bank of America (New York, NY)
- …+ Reviews and challenges FLU/CF process, risk , Single Process Inventory, and FLU/CF Risk and Control Self- Assessment related to themes or trends, while ... Compliance & Operational Risk Manager - Americas Control Room...risk losses + Manages inventory of processes, risks, controls , and associated metrics for risk appetite… more
- American Express (New York, NY)
- …to completion + Categorize controls and map to risks (eg, cross-BU process- control mapping) + Experience with Risk and Control Self-Assessments (RCSA) ... impact in this role?** The objective of the Technology Control Management Associate- Risk Assessments Control...of risks throughout business processes and systems + Facilitating risk assessment performance in addition to further… more
- JPMorgan Chase (Brooklyn, NY)
- …CIB NPA framework. + Manage responses to regulatory exams, audit, and internal control testing requests. + Develop and implement effective training and ... the firm, with comprehensive coverage and joint accountability for early operational risk identification, effective control design, and sustainable risk … more
- SMBC (New York, NY)
- …and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction ... (SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory Governance team collaborates with… more
- Citigroup (Getzville, NY)
- …Procedure, Policy and Regulation, Risk Controls and Monitors, Risk Identification and Assessment , Stakeholder Management. **Other Relevant Skills** For ... as a first line cross-asset risk and control function, which designs, operates and facilitates controls...designed target state control framework for Price Risk , including business analysis, data analysis, practical testing… more
- Citigroup (Getzville, NY)
- …This includes the development and execution of Monitoring and Testing for controls , such as control design assessment , design of operational ... develop and execute Monitoring and Testing for controls , including control design assessment ...Communication, Constructive Debate, Controls Assessment , Controls Lifecycle, Policy and Procedure, Risk Remediation,… more
- Citigroup (Getzville, NY)
- …This includes the development and execution of Monitoring and Testing for controls , such as control design assessment , design of operational ... develop and execute Monitoring and Testing for controls , including control design assessment ...Communication, Constructive Debate, Controls Assessment , Controls Lifecycle, Policy and Procedure, Risk Remediation,… more
- City National Bank (New York, NY)
- …risk management framework, which includes risk identification and assessment ; risk measurement; risk controls ; and risk monitoring and ... This includes providing feedback to risk and control owners and control assessment ...knowledge of internal control management practices and testing methodology with proven experience in controls … more
- M&T Bank (Buffalo, NY)
- …in the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing in accordance with M&T's First ... with the identification and assessment of risks, risk monitoring and testing , and issues management....Internal Controls and professional standards. + Specific control testing responsibilities will involve planning and… more