- MongoDB (New York, NY)
- …and practical Director of Internal Audit to enhance MongoDB's SOX program, enterprise risk assessment , and overall Internal Audit function. This role will report ... SOX program management, supporting and enhancing the annual enterprise risk assessment , and supporting and enhancing the...with our Head of IT Audit, oversee end-to-end SOX control testing , including evaluation of SOX … more
- TD Bank (New York, NY)
- …programs, such as Compliance Risk Assessment (CRA), Risk Control Self- Assessment (RCSA), Issue Management, controls management, Monitoring & ... Regulatory Issue Management Manager is responsible for:** + Managing the identification, assessment , control , and monitoring of escalated US Compliance risks… more
- TD Bank (New York, NY)
- …policies, processes and controls + Facilitates the periodic Compliance risk and self- assessment activities for designated business using TD's Enterprise ... Compliance Risk Assessment Framework + Monitors that assessments...all TD businesses + Supports the business lines with compliance/ risk controls and periodically evaluates risk… more
- JPMorgan Chase (Brooklyn, NY)
- …matter experts to evaluate controls for effectiveness and impact on operational risk , as well as opportunities to automate control evaluation + Develop ... processes, and technology. Collaborate with the team to design and execute risk -driven tests and simulations. Evaluate preventative controls , incident response… more
- AIG (New York, NY)
- …influence and manage the execution of the Core Technology audit plan which includes risk and control evaluation, testing , audit report issuance, workpaper ... executing on all aspects of the audit process and risk assessment activities and will build close...update the Core Technology business risk and control environment assessments, including key risks and controls… more
- Bank of America (New York, NY)
- …strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of effectiveness of ... units or control functions. Key responsibilities include leading the audit assessment of effectiveness of controls supporting the model life cycle including… more
- AIG (New York, NY)
- …as part of planning and executing on all aspects of the audit process and risk assessment activities and will build close working relationships with business and ... approach to evaluate and improve the effectiveness of AIG's control environment; including risk management, operational, financial,...audit plan and lead the full audit lifecycle (planning, testing of controls , and issue verification) for… more
- Confluent (Albany, NY)
- …accounting firm, with a strong understanding of IT audit methodologies, risk assessment , deficiency mitigation and control testing . + Deep knowledge of ... Will Do:** + Lead the overall IT SOX compliance program including planning, scoping, risk assessments, control design, testing , remediation, and reporting. +… more
- Bloomberg (New York, NY)
- …partners to perform testing , evaluate controls , and support the assessment of control frameworks. Responsibilities: - Perform audit testing over ... 3-6 years of audit experience, with exposure to financial controls , SOX testing , or financial statement audits....or financial services organization. - Strong knowledge of internal controls , internal control frameworks, and risk… more
- American Express (New York, NY)
- …marketing and sales practices, via the assessment and oversight of compliance risk mitigating controls . + Liaise as required with the relevant stakeholders, ... sales capabilities and tools, and related procedures, compliance mitigating controls and testing . + Participate in review...customer remediation where required. + Participate in the Compliance Risk Assessment process to ensure that all… more