- Capital One (Plano, TX)
- Anti -Money Laundering Sr. Investigator - Sanctions Advisory Operations The AML Sr. Investigator I on the Sanctions Advisory Operations team performs a key ... regulations and sanctions compliance testing - Developing understanding of Compliance Risk Management Framework and applicable sanctions laws and regulations -… more
- MUFG (Irving, TX)
- …provide more details. **Job Summary:** This position reports into the Advisory , Risk and Controls pillar of the Global Financial Crimes Division (GFCD) HQS ... work experience in compliance, legal or risk functions. + 7-10 years of financial crimes experience within an advisory capacity. + Ability to apply technical… more
- Capital One (Plano, TX)
- …Customer (KYC) Advisory Governance The Senior Manager, Know Your Customer (KYC) Advisory Governance performs a key risk management role (second line of ... or Military experience + At least 4 years of experience in regulatory compliance, risk management or anti -money laundering (AML) compliance + At least 2 years… more
- WSP USA (Dallas, TX)
- **Opportunity** Lead WSP's US Advisory & Planning Business Line's Energy Advisory Practice as the Managing Director, shaping transformative strategies that ... influence growth performance, strengthen key client relationships, and elevate Energy Advisory services across major infrastructure programs. You will be accountable… more
- MUFG (Irving, TX)
- …implementation and execution of the Product Risk Rating Methodology, the Customer Risk Rating Methodology and Global Financial Crimes Risk Ratings. The ... identify and adapt to emerging compliance risks + Liaise with Sanctions and Anti -Bribery and Corruption on cross Financial Crime initiatives + Provide advice… more
- US Bank (Irving, TX)
- …integrating other internal audit subject matter teams (eg, Business Lines, Technology, Anti -Money Laundering, Model, Risk Management, Data, etc.) to ensure ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management and Compliance audit team. This role supports… more
- MUFG (Irving, TX)
- …provides a consistent and cohesive intelligence and analytics capability covering all financial crime risk taxonomies across all products, branches and entities ... in support of GFCD teams such as Sanctions, AML Advisory , and Complex Investigations teams. Additionally, this position will...to create statistical models to identify known and emerging financial crime risks, network activity, and develop risk… more
- Charles Schwab (Westlake, TX)
- …experience within financial services with a general understanding of broker-dealer, financial holding company, bank, and investment advisory businesses + 5 ... on such asset classes + Understanding of SEC, FINRA, CFTC, NFA, Anti -Money Laundering rules and regulations + Understanding and experience with Microsoft suite… more