- Bank of America (Charlotte, NC)
- …Advanced degree or certifications (CIA, CISA etc. - CPA Preferred) Audit or risk /controls background in financial services **Shift:** 1st shift (United States of ... are guided by a common purpose to help make financial lives better through the power of every connection....for Lines of Business (LOBs). Key responsibilities include driving risk -based auditing by defining scope and test procedures to… more
- Fifth Third Bank, NA (Charlotte, NC)
- …for high net worth prospects and client relationships involving complex financial issues and strategies, typically including multi-generational trusts, closely held ... corporate executives, and private foundations. Provides professional consulting / advisory services to clients through the development, delivery and implementation… more
- TD Bank (Charlotte, NC)
- …offers, and economic trends to support advice recommendations that support Customer financial empowerment + Effectively handles critical and/or high- risk issues, ... the needs of Customer expectations + Leads and coaches advisory team on advice giving strategies and overall product...of the community + Connects with our Customers/Prospects, provides financial advice, and deepens relationships through lead … more
- City National Bank (Charlotte, NC)
- …Or * CIA - Certified Internal Auditor Or * CFIRS - Certified Fiduciary and Investment Risk Specialist Or * CFA - Charter Financial Analyst Or * CAMS - Certified ... objective assurance over the design and operating effectiveness of the Bank's risk management practices, governance processes, system of internal controls for the… more
- USAA (Charlotte, NC)
- …what truly makes us special and impactful. **The Opportunity** **Audit interns perform risk -based assurance and advisory engagements in the field of business ... our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and...operations/functions, finance, governance, risk management, compliance and/or… more
- Deloitte (Charlotte, NC)
- …change. Join us to empower clients to become strategic business partners, manage risk , and unlock new levels of financial and operational excellence. Recruiting ... Deloitte's market presence. In this role, you will: + Lead the end-to-end design, strategy, and implementation of SAP...as a trusted advisor to clients, providing SAP treasury, risk management, and technology advisory services to… more
- SMBC (Charlotte, NC)
- …governance principles** , tools, and regulatory frameworks. + Strong knowledge of ** financial products** , ** risk management** , and **regulatory reporting** ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...a focus on key areas such as BCBS 239, Risk , Compliance, RWA, and Liquidity reporting. We are seeking… more
- Deloitte (Charlotte, NC)
- …change. Join us to empower clients to become strategic business partners, manage risk , and unlock new levels of financial and operational excellence. Recruiting ... Master Business Analyst within Deloitte's Finance Operate offering, you will lead engagements implementing proprietary products as well as supporting Finance Operate… more
- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** Purpose: Mitigate risk for the firm from financial , reputation and regulatory items ... of overall transaction and escalate complex matters to Team Lead and/or Divisional Sales Management. + Review of Electronic...conflicts of interest or issues that potentially pose a risk to the firm. + Provide regular updates and… more
- Guardian Life (Raleigh, NC)
- …Avenue Investment Advisory , you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 and, in ... Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office inspection, executing the...and initiatives. **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules… more