- TIAA (Charlotte, NC)
- …must be able to make prompt determination utilizing multiple sources to manage risk . + Familiarity with trading rules engines in conjunction with review/release ... The Brokerage Trading Analyst supports trade orders in the market...information related to financial markets and assesses the market risk in order to guide client purchasing decisions. While… more
- Principal Financial Group (Charlotte, NC)
- **What You'll Do** The AVP - Global Head of Investment Management Technology will be accountable for shaping and driving a forward-looking global technology ... role in advancing the firm's digital transformation, strengthening its risk posture, and enabling faster, data-driven decision-making. By improving operational… more
- Coinbase (Charlotte, NC)
- …with clarity * Clear, confident communicator with strong relationship-building instincts across Sales , Trading , Risk , Prime, and Operations * Entrepreneurial ... will play a critical role in developing and furthering our objectives in the global cryptoeconomy, set the standard of institutional trading and financing, and… more
- Bank of America (Charlotte, NC)
- …perform end to end trade control, confirmation and settlements delivers control functions for the Global Mortgage Trading Desk and Sales Desk across the ... to, performing initial review of trade bookings; working with trading and sales to resolve discrepancies and..."Best Practices" and back-to-front product flow to manage Operational Risk + Relevant industry product knowledge + Proactive thought… more
- Bank of America (Charlotte, NC)
- …Charlotte OTC Derivatives Confirmations team. The associate will need to liaise with Trading / Sales , Legal and other operational teams as well as external clients ... through the lifecycle of a trade. Key responsibilities include handling trading and operational activities before deadlines, maintaining internal systems and… more
- Bank of America (Charlotte, NC)
- …with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance, Operational Risk , and Enterprise Capital Management to ... Continuous Improvement + Controls Management + Data Management + Performance Management Global Risk Management (GRM) leads bank-wide initiatives for management… more
- Bank of America (Charlotte, NC)
- …with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance, Operational Risk , and Enterprise Capital Management to ... Join us! **Job Description:** Manage a group or process(potentially global ). Work with business data users to define the...data users to define the use of data within risk systems. Recommend remediation of control gaps and implements… more
- Principal Financial Group (Charlotte, NC)
- …who is passionate about doing the right thing, to join our Information Security and Risk team. In this role, you will focus on being a thought leader in our ... lead implementation of solutions that enable strategic data protection objectives, reduce risk and ensure compliance with policies, standards and regulations. + Our… more
- Bank of America (Charlotte, NC)
- …research, reporting, and analytical support for the delivery of end-to-end support for Global Markets sales , trading and underwriting business for ... Your Customer/Client Due Diligence (KYC/CDD) is part of the Global Operations organization and is responsible for client AML/KYC...requirements are sent to the client. + Liaise with sales / client outreach teams to obtain and validate correct… more
- Capco, a Wipro Company (Charlotte, NC)
- …Management (APM) Connected Worker Solutions + Customer Information Systems / Customer Billing + Trading & Risk Management (TRM) + Power Bidding & Scheduling + ... and skills that are part of a vibrant and rapidly growing global energy practice. This includes leveraging your existing relationships, market making, building… more