- HSBC (New York, NY)
- …and the planet we all share. The Private Banking (PB) US Chief Operating Officer (COO) will be responsible for a complex strategic delivery agenda that requires ... focus on results while maintaining a safe and sound risk and control framework. You will report to The...priorities. This includes support for the IWPB and GPB governance cycle, strategic initiative execution, management of ad hoc… more
- SMBC (New York, NY)
- …guidance * Oversee 1st LoD activities and assist specialized domain SMEs (eg, IT Risk , Data Governance ) in the implementation of their programs within the ... **Role Description** The Securitized Products and Capital Solutions Business Control Officer is primarily an individual contributor. The Securitized Products and… more
- Raymond James Financial, Inc. (New York, NY)
- As the Vice President, Sanctions Officer , you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the Chief ... AML Officer , you'll be responsible for ensuring adherence to OFAC...to OFAC and international sanctions regulations and driving proactive risk -based initiatives to protect the firm from legal, regulatory,… more
- CIBC (New York, NY)
- …**What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, surveillance ... to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1) advising CIBC's global Swaps OTC Derivatives… more
- Rensselaer Polytechnic Institute (Troy, NY)
- … Officer Apply now (https://secure.dc4.pageuppeople.com/apply/1011/gateway/default.aspx?c=apply&lJobID=495436&lJobSourceTypeID=796&sLanguage=en-us) Job no: 495436 ... 2014 and was also MIT's senior academic and budget officer . He was responsible for the Institute's educational programs,...the university. + Create a strong and effective IT governance process to facilitate the prioritization of IT investments… more
- Citigroup (New York, NY)
- …progressive, post-baccalaureate experience as a Data Analyst, Business Analyst, Compliance Analyst, Risk Manager, Regulatory Risk Officer , or related ... Citibank, NA seeks a Model/ Analysis/ Validation Senior Officer I for its New York, New York...Basel parameter and review it with CPB Business and Risk team. Provide Current Expected Credit Loss (CECL) calculations… more
- VISTRADA (New York, NY)
- Chief Information Security Officer (CISO) Vistrada is looking to hire strong Chief Information Security Officers (CISO). The CISO will provide strategic ... oversight, direction, expertise, and mentoring. + Provide virtual chief information security officer services. + Support clients on a fractional owner model. + Act… more
- KeyBank (NY)
- …Ohio **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible ... compliance complaints program, collaborating across the three lines of defense to reinforce risk awareness and compliance culture. As a member of the Fair and… more
- KeyBank (NY)
- …institution laws and regulations, as applicable. + Collaborate with the Chief AML Officer , Financial Crimes Risk Management Directors, and other stakeholders on ... Teams, Excel, PowerPoint, and e-mail.) **PREFERRED QUALIFICATIONS** + Knowledge of Governance , Risk & Compliance (GRC) and RCSA + Familiarity with Key's records… more
- Bloomberg (New York, NY)
- Compliance - Compliance Officer - Indices/ Benchmark Administration Location New York Business Area Legal, Compliance, and Risk Ref # 10044966 **Description & ... IOSCO principles; and be able to implement regulatory compliance policies, governance and controls. Strong communication and interpersonal skills are essential,… more