• Broker Dealer Regulatory Governance

    SMBC (New York, NY)
    …the management of compliance risk . Advisory is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New ... Product, Underwriting, Risk Management, Compliance, and Training committees. The individual will...such as FINRA, NFA, CFTC and FRB. The Compliance Officer role may manage a coverage area or process… more
    SMBC (05/12/25)
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  • Risk Governance and Reporting Lead

    Guardian Life (New York, NY)
    …to the Head of Strategic Risk Management who reports to the Chief Risk Officer Location Hybrid: 3 days in the office , 2 days WFH - Hudson Yards, New York ... so, Guardian is seeking a resolute motivated individual to join our team as Risk Governance and Reporting Lead. We help drive a high-performance risk team by… more
    Guardian Life (04/29/25)
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  • Credit Risk Officer

    Bank of America (New York, NY)
    Credit Risk Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... we serve. Bank of America is committed to an in- office culture with specific requirements for office -based...and policies. + Support monitoring of adherence to industry risk governance , as well as monitoring for… more
    Bank of America (05/03/25)
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  • SVP, Risk Reporting Sr Officer I

    Citigroup (Getzville, NY)
    …for global and independent risk reporting for both the USPB and Wealth Chief Risk Officer (CRO) and other key enterprise level risk reporting to the ... The USPB Risk and Wealth Risk Chief Administrative Office (CAO) organization...with Global Regulatory and Management Reporting Policy, Citi Data Governance Policy, End-User Computing remediation and BCBS 239 requirements.… more
    Citigroup (03/29/25)
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  • Risk Strategy & Governance - Vice…

    JPMorgan Chase (New York, NY)
    Risk Strategy & Governance plays a key role in assisting the firm's Chief Risk Officer and Risk Management and Compliance CFO in running a world-class ... at the firm. You will also lead the team's Risk Governance practice including ownership of the...information into clear, impactful messages, and proficiency in Microsoft Office , including expertise in PowerPoint and advanced skills in… more
    JPMorgan Chase (05/29/25)
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  • SVP Operational Risk Sr Officer

    Citigroup (Getzville, NY)
    **The Role** The Operational Risk Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within ... front-line-unit implementation of the program requirements, technology and tools, and governance processes to create lasting solutions for minimizing losses from… more
    Citigroup (03/27/25)
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  • Technology Risk Management - Control…

    MUFG (New York, NY)
    …(GDPR), etc.) + Understanding of the regulatory environment and regulations related to risk , Office of the Comptroller of the Currency (OCC), and Federal ... rewarded. The selected colleague will work at an MUFG office or client sites four days per week and...to ensure risks are understood across all LoDs and risk treatment is properly identified and remediated + Manage… more
    MUFG (04/23/25)
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  • Regional Head of Financial Crimes Office

    MUFG (New York, NY)
    …and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member ... more details. The Managing Director, Head of Financial Crimes Office for the Americas ("FCOA") is responsible for directing...The Head of FCOA is the board designated BSA Officer of MUBK's US operations. The role oversees a… more
    MUFG (05/30/25)
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  • Deputy Chief Technology Officer

    CUNY (New York, NY)
    Deputy Chief Technology Officer of Information Systems **POSITION DETAILS** The Office of Computing and Information Services (CIS) at the City University of New ... campuses. CUNY-CIS seeks an experienced and visionary Deputy Chief Technology Officer (Deputy CTO) for Information Systems to drive enterprise-wide digital… more
    CUNY (04/23/25)
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  • Senior Lead Control Management Officer

    Wells Fargo (New York, NY)
    …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... Wells Fargo is seeking a Senior Lead Control Management Officer . This Senior Lead Control Officer role... role is a critical position within the Technology Risk Management function. This individual will support Foundational Hosting… more
    Wells Fargo (05/24/25)
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