- PNC (Charlotte, NC)
- …have an opportunity to contribute to the company's success. As a Compliance Program Specialist Senior within PNC Investments, you will be based in Cleveland, OH. ... and mitigate the identified risks. If necessary, escalates identified risks to senior team members. Identifies compliance impact on matters such as marketing… more
- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and… more
- US Bank (Charlotte, NC)
- …with laws, regulations, policies, and procedures. + Identify and resolve fiduciary risk issues. + Provide strategic advice and guidance on the bank's fiduciary ... a subject matter expert on trust and fiduciary matters. + Collaborate with Legal, Risk , and Business partners to implement changes driven by risk , statutory, or… more
- Deloitte (Charlotte, NC)
- …using CSP platforms and security toolsets + 5+ years of experience with governance , risk , or compliance initiatives involving common frameworks + 4+ years ... Network Security Architecture - Senior Manager Are you interested in improving the cyber and organizational risk profiles of leading companies? Do you want to be… more
- TD Bank (Charlotte, NC)
- …and broader organization policies to ensure alignment from a compliance and governance perspective.** **In this Position:** **Compliance Risk and Reporting ... governance oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and… more
- City National Bank (Charlotte, NC)
- …are tuned and tested periodically, and models and documentation meet bank Model Risk Management requirements. Sr Manager shall work with Technology and ... *MANAGER FINANCIAL INTEL SERVICES SENIOR * WHAT IS THE OPPORTUNITY? Management and accountability...with technology, business colleagues, compliance and parent company, RBC, risk management at all levels of management for the… more
- TD Bank (Charlotte, NC)
- …assets) + Leads/facilitates and/or implements action/remediation plans to address performance/ risk / governance issues + Actively manages relationships within and ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...identified in data integrity reviews which are provided to Senior Management across Business and Compliance Teams. Additionally, you… more
- Wells Fargo (Charlotte, NC)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... **About this role:** Wells Fargo is seeking an Executive Specialist who will provide a high level of professional...level of professional support which includes a balance of senior executive level administrative work, as well, as ongoing… more
- TD Bank (Charlotte, NC)
- …ensure our brand promise is consistently upheld across all customer touchpoints. The Sr Business Mgmt Specialist leads a significant business management function ... and/or strategy planning, oversight, control or governance activities for highly complex / high ...and completes a variety of complex initiatives requiring seasoned specialist knowledge and/or the integration of cross functional processes… more
- Duke Energy (Charlotte, NC)
- …you'll find a friendly work environment, opportunities for growth and development, recognition for your work, and competitive pay and benefits. Position Summary The ... Lead Sourcing Specialist is a strategic role responsible for developing and...initiatives, build compelling business cases, and present recommendations to senior leadership with minimal supervision. Success in this role… more