- Citigroup (New York, NY)
- …of roadmap priorities. + Represent digital asset strategy in senior forums, risk committees, and governance processes. + Produce high-quality thought leadership ... **About the Digital Assets Group** The Citi Wealth Digital Assets team serves as subject matter...and implementation of comprehensive digital asset initiatives for Citi Wealth clients. Our core mission is to help deliver… more
- Wells Fargo (Rochester, NY)
- …a Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. Learn more about the career areas and lines of ... making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk … more
- TD Bank (White Plains, NY)
- …TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational oversight of the trading ... desk, ensuring adherence to regulatory requirements, risk management practices, and timely execution of trading activities. This leadership role serves as a key… more
- TD Bank (New York, NY)
- …and the Wealth Lending Advisors (WLA) support the lending activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting ... function that effectively manages and oversees regulatory compliance risk and conduct risk in US Wealth businesses by:** + **Assessing regulatory compliance … more
- TD Bank (New York, NY)
- …preferred.** + **Relevant certifications preferred such as Certified Fiduciary & Investment Risk Specialist (CFIRS) or Certified Trust and Fiduciary Advisor ... and oversees regulatory compliance risk and conduct risk in US Wealth businesses by:** +...**Familiarity with Office of the Comptroller of Currency (OCC) governance including fiduciary and investment handbooks.** + **Knowledge and… more
- Wells Fargo (New York, NY)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... begins with outstanding talent. It all begins with you. ** Wealth & Investment Management (WIM)** is one of the...Wells Fargo is seeking a Senior Lead Fiduciary Advisory Specialist (LO) Working at Wells Fargo | Jobs and… more
- Capital One (New York, NY)
- …elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes. + You possess a ... thinking. + You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact...or more areas of compliance, such as consumer, brokerage, wealth management, or trust + 1+ years of experience… more