- TD Bank (New York, NY)
- …Enterprise Enabling Functions **Job Description:** **Department Overview:** The Commercial Bank Risk & Controls Governance Specialist will support ... all first line governance , risk management and reporting activities; key responsibilities will include...services and North American business partners such as TD Wealth Management, TD Ameritrade and TD Insurance + Helps… more
- Wells Fargo (New York, NY)
- …It all begins with you. **About this role:** Wells Fargo is seeking an Associate Wealth Banking Specialist (SAFE) in Banking, Lending and Trust. Learn more areas ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- TD Bank (New York, NY)
- …preferred.** + **Relevant certifications preferred such as Certified Fiduciary & Investment Risk Specialist (CFIRS) or Certified Trust and Fiduciary Advisor ... and oversees regulatory compliance risk and conduct risk in US Wealth businesses by:** +...**Familiarity with Office of the Comptroller of Currency (OCC) governance including fiduciary and investment handbooks.** + **Knowledge and… more
- TD Bank (New York, NY)
- …a significant business management function and/or strategy planning, oversight, control or governance activities for highly complex / high risk / ... Leads / facilitates and/or implements action/remediation plans to address performance/ risk / governance issues **Employee/Team Accountabilities:** + Provides thought… more
- HSBC (New York, NY)
- …closely with senior stakeholders, business leaders, colleagues from People, Governance and Communications, including Enterprise Talent and Enterprise Learning, and ... aligned to key skills, domains and development segments (such as Leadership, Wealth , Agile, Sales, etc.) across all business and infrastructure areas - **Enterprise… more
- Capital One (New York, NY)
- …elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes. + You possess a ... thinking. + You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact...or more areas of compliance, such as consumer, brokerage, wealth management, or trust + 1+ years of experience… more
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