- City National Bank (Los Angeles, CA)
- …OFFICE SR. LEAD* WHAT IS THE OPPORTUNITY? Reporting up through CNB's Governance, Risk and Controls division, this newly formed Enterprise Change Management Office is ... tasked with: Maintaining enterprise processes and procedures to support change risk management. Performing quality assurance on risk assessments, change status… more
- Moss Adams LLP (Anaheim, CA)
- …+ Collaborate with Partners to set client strategy/engagement, including risk assessment, audit plan programs and review and approve internal audit ... middle-market companies, not-for-profit organizations and governmental agencies. Services include internal audit , employee benefit plans, outsourced accounting,… more
- L3Harris (Sacramento, CA)
- …that necessary changes are implemented. Support Financial Reporting Controls Group (FRCG) and Internal Audit (IA) in annual Sarbanes-Oxley (SOX) internal ... Regulations (EAR). They will also be tasked with overseeing and fortifying internal controls to protect Aerojet Rocketdyne's assets and guarantee the precision of… more
- Wells Fargo (Los Angeles, CA)
- …policies and procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of people and financial ... + Resolve low to moderately complex issues regarding the customer and employee experience, risk , and growth of the team and the business to meet Branch Network… more
- Wells Fargo (Huntington Park, CA)
- …policies and procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of people and financial ... + Resolve low to moderately complex issues regarding the customer and employee experience, risk , and growth of the team and the business to meet Branch Network… more
- City National Bank (Los Angeles, CA)
- …a data management environment * Minimum 10 years of management experience in compliance, risk management or audit . * Minimum 7 years of financial services ... regulations, and ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be responsible for maintaining regulatory change… more
- Comerica (Los Angeles, CA)
- …activities and industry trend knowledge, sales support and analysis, product risk analysis and mitigation and project participation. This includes both strategic ... as a liaison between Treasury Management and external as well as internal clients and departments. Position Competencies Business Acumen Drive for Results… more
- Clay Lacy Aviation (Van Nuys, CA)
- …and mitigate risk across all programs and systems. + Lead audit and compliance activities with internal and external stakeholders. Competencies and ... reducing manual intervention and cycle times. + Design and enforce robust internal controls to prevent errors, fraud, and non-compliance, with audit -ready… more
- Jet Aviation (CA)
- …and mitigate risk across all programs and systems. + Lead audit and compliance activities with internal and external stakeholders. **Competencies and ... reducing manual intervention and cycle times. + Design and enforce robust internal controls to prevent errors, fraud, and non-compliance, with audit -ready… more
- BMO Financial Group (San Francisco, CA)
- …an equivalent combination of education and experience. + Expert knowledge of risk management, audit , compliance, governance and/or project management is ... 2nd and 3rd line of defense partners/stakeholders and providing expert underwriting, risk return and portfolio management guidance to establish Policy and Procedures… more