- TD Bank (New York, NY)
- …evolving regulatory requirements to and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of ... of America **Hours:** 40 **Line of Business:** Financial Crime Risk Management **Pay Detail:** $128,000 - $165,000 USD TD...global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance… more
- Scotiabank (New York, NY)
- …+ Participate in the collation of information required by regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory ... ongoing tracking and monitoring. + Lead governance forums with risk groups, business and internal controls to...and audit findings and work with business product owners to… more
- Mizuho Corporate Bank (New York, NY)
- …as a subject matter expert, and address feedback from examiners (eg, SEC, FRB), and Internal Audit . + Stay current with advancements in credit risk modeling ... and commercial portfolios, including stress testing (CCAR/DFAST), CECL, and Basel III/IV-compliant risk rating frameworks, as well as Advanced Internal Rating… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... the audits across their assigned projects. Assists in completion of annual risk assessments, continuous auditing, and remediation plan validations as assigned, under… more
- Capital One (New York, NY)
- …risk and other management forums and contribute to continuous improvement of risk and program management practices** + **Support internal initiatives to drive ... **Holds one or more of the following certifications: any security, technology, risk , project management, and/or audit certifications (eg, CompTIA Security+,… more
- Capital One (New York, NY)
- …improvement of risk and program management practices + Support interactions with Internal Audit and Regulatory agencies related to our work, as applicable ... Degree or Military Experience + At least 10 years of experience in Cybersecurity, Technology, Risk Management or External Audit , or a combination + At least 10… more
- Daybreak Independent Services (Bronx, NY)
- …scoring sheets, and corrective action plans. + Coordinate annual compliance work plans and internal audit schedules. Risk Management + Review and monitor ... corrective action planning. Core Competencies: + Regulatory Knowledge + Quality Improvement & Audit Management + Risk Assessment & Mitigation + Staff Training &… more
- City National Bank (New York, NY)
- …challenges of internal IT controls to ensure consistency with internal policies and standards. Additionally, conduct process/ risk /control (PRC) reviews to ... (ToE). * Provide guidance to 1LOD colleagues to ensure testing practices meet internal standards. * Conduct Process/ Risk and Control (PRC) reviews against IT… more
- TD Bank (New York, NY)
- …Testing, Liquidity Coverage Ratio, Net Stable Funding Ratio, and 2052a) + Internal audit experience reviewing corporate treasury functions across liquidity ... US Treasury group to effectively manage and mitigate operational/regulatory risk and drive a strong governance and internal... risk and drive a strong governance and internal control environment. This role supports treasury risk… more
- KeyBank (NY)
- …inquiries and investigations. - Develop and maintain positive working relationships with internal clients, staff, peers, other risk partners, and LOB senior ... and external audits. Assist in the evaluation of audit and examination findings and implementation of corrective action...fast paced team environment - In-depth practical knowledge of internal controls, risk assessments and operational and… more