- TD Bank (New York, NY)
- …experience **Desired Qualifications:** + Minimum of 8 years of experience in Compliance, Risk Management, Audit , or a related compliance role. + Strong executive ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is responsible for developing an… more
- American Express (New York, NY)
- …Guardian, Risk Control Self-Assessment (RCSA), Offers, Benefits & Rewards (OBR), internal and external audit engagements and issues management. The team will ... closely with Control Management, the 2nd line of defense, Audit , and Regulatory exam managers to represent ECMX and...ECMX process and product owners to enhance the operational risk framework. Job Responsibilities + Act as a central… more
- City National Bank (New York, NY)
- …Black Knight) and Tableau * Experience supporting internal or external audit functions * Working knowledge of fraud risk identification and escalation ... ensure aligned and compliant processes. * Provide insights and recommendations to strengthen internal controls and reduce risk exposure. * Prepare complete and… more
- Bank of America (New York, NY)
- …and reports audit findings. + Works closely with teammates from multiple internal audit teams to ensure a comprehensive coverage of model uses across ... to influence management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of… more
- M&T Bank (Buffalo, NY)
- …+ Assist in managing all interactions with the second line of defense and internal audit + Participates in developing the team's strategic plan and sets ... with multiple stakeholders across Treasury, Compliance, Finance, Legal, Operations, Secondary Mortgage, Audit , Risk to achieve business unit objectives + Lead… more
- M&T Bank (New York, NY)
- …+ Assist in managing all interactions with the second line of defense and internal audit + Participates in developing the team's strategic plan and sets ... with multiple stakeholders across Treasury, Compliance, Finance, Legal, Operations, Secondary Mortgage, Audit , Risk to achieve business unit objectives + Lead… more
- Coinbase (Albany, NY)
- …Bot creation. * * Audit , Compliance Background:* Experience in collaborating with audit , compliance, legal or 2LOD Risk Teams. * *Project Management ... diverse sources, perform in-depth data analysis, and effectively communicate complex risk narratives to leadership and stakeholders across the organization. The ERM… more
- Bloomberg (New York, NY)
- …to senior management and stakeholders **You'll need to have:** + 10+ years of internal audit , external audit , and/or relevant controls experience. + ... controls for a wide range of business processes + Strong knowledge of internal audit process, control evaluation and testing methodologies, and other Operational… more
- Quantexa (New York, NY)
- …protection and security practices. o Keep detailed records of compliance activities, risk assessments, and audit outcomes. Deliver reports to security leadership ... to joining to immediately contribute to the maturity of our Governance, Risk , and Compliance (GRC) function. This role demands a proactive, detail-oriented, and… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... audits over the Bank's Information Technology (IT) Engineering, Operations, Governance, Risk Management and Architecture functions. Assists in completion of annual … more