- MTA (New York, NY)
- …Management: Oversee strategic planning to manage all aspects of corporate audit activities, including internal and external audits and investigations ... the design and implementation of a quality assurance program and complete a risk assessment to ensure policy and procedure compliance. Lead the coordination of… more
- Axis (New York, NY)
- …regulatory frameworks including NYDFS, DORA, and other jurisdictional requirements. + Lead internal and external audit engagements related to business continuity ... **Cross-Functional Collaboration** + Partner with IRM Security, Disaster Recovery, Operational Risk , Enterprise Risk , Audit /Compliance, and Communications to… more
- KeyBank (NY)
- …experience in financial institution (i. e., bank and securities industry), compliance, Risk Management, or audit related activity + Strong organizational skills. ... THE JOB** Responsible for execution and support of Financial Crimes Risk Management Anti-Money Laundering (AML) Enterprise Team activities, including facilitation of… more
- M&T Bank (Buffalo, NY)
- … and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Design, implement, maintain and enhance internal controls to ... + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- American Express (New York, NY)
- …Strong understanding of KYC, AML, and sanctions compliance regulations + Experience in risk and control assessments, audit , or compliance testing + Familiarity ... for the company's enterprise-wide AML function. GFCC is part of the broader Global Risk & Compliance organization. The GFCC Risk Management Office within the… more
- KeyBank (NY)
- …Prior experience in financial institution (i. e., bank and securities industry), compliance, Risk Management, or audit related activity + Ability to multi-task + ... Crimes Anti-Money Laundering (AML) and Office of Foreign Assets Control (OFAC) Risk Assessments and related processes, procedures, and controls. Work closely with… more
- Citigroup (New York, NY)
- …CCP/CSD workings is preferred + Experience interacting with senior management, regulators, and internal audit as well as managing regulatory examinations and ... The Head of FMI Risk Management will be the senior risk manager for the global FMI Risk team of some 6 to 8 professionals located in the US, Europe and Asia.… more
- ManpowerGroup (Bronxville, NY)
- …growth? We at Jefferson Wells are hiring Construction Auditors for our NYC Construction Audit Risk Practice. This practice operates on behalf of our clients (ie ... - degree in Accounting or Finance Minimum of 3+ years of internal audit , public accounting audit or government/compliance related experience. Preferred… more
- BMO Financial Group (New York, NY)
- …with the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and… more
- Citigroup (New York, NY)
- …on critical regulatory matters as required. Serves as liaison with regulatory examiners, Internal Audit , and external auditors on critical Compliance issues and ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for… more