- TD Bank (New York, NY)
- …closely with Employee Relations and HR Advice CoE, HR 1B, Legal, Compliance, Risk , and internal and external counsel. Maintain productive relationships with the ... procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + Provides prompt… more
- New York State Civil Service (Schenectady, NY)
- …Description Under the direction of the NYS Gaming Commission's Director of Risk Management, the Chief Information Security Officer (CISO) will work closely with ... and procedures in accordance with State and Agency information governance, risk and compliance obligations, liaising with ITS on implementation, as needed,… more
- M&T Bank (Buffalo, NY)
- …+ Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... internal control standards, including timely implementation of internal and external audit points together with...with SEC and bank regulatory reporting + Understanding of internal control frameworks and risk management principles… more
- TD Bank (New York, NY)
- …assets) + Participate in cross-functional / enterprise / initiatives helping to identify risk + Conduct internal and external research projects; support the ... programs/policies/practices are well managed, meets business needs, complies with internal and external requirements, and aligns with business priorities +… more
- PSI Services (Albany, NY)
- …compliance. This role is responsible for driving core activities across quality, risk management, Information Security, data protection, and audit readiness to ... reports to the Snr Director of Information Security, Governance, Risk and Compliance and may be performed remotely, with...analysis related to security and compliance activities. + Support audit plans and compliance documentation for internal … more
- Citigroup (New York, NY)
- …client/industry performance, financial trends, and collateral characteristics. + Propose internal risk ratings, update applicable scorecards, monitor limits, ... review by senior Underwriters and submit for approval by Risk constituents via internal processes and system...amendment, consent and waiver requests. + Coordinate with the Audit manager and senior Underwriters on audit … more
- TD Bank (New York, NY)
- … applications and third-party provider tool. + Support testing engagements from Internal Audit , Compliance Quality Assurance, and others. _The above details ... risks, and promotes the prompt and thorough resolution of escalated non-standard, high risk issues + Conducts internal and external research projects; supports… more
- TD Bank (New York, NY)
- …planning, oversight, control or governance activities for highly complex / high risk / transformational (change the bank) / strategic initiatives, liaises across the ... and/or functional stakeholders. Justification To monitor and report on the US Audit Plan progress, collaborate with VPs on plan management, and resourcing. This… more
- Citigroup (Getzville, NY)
- …requirements and internal policies + Foster strong partnerships with internal audit , business units, and senior management, communicating effectively to ... these standards **Qualifications** : + 10+ years of experience in operational risk management, compliance, audit , or other control-related functions in the… more
- JPMorgan Chase (New York, NY)
- …risk , compliance, audit , and technology teams to ensure integrated risk management across functions. + Partner with internal stakeholders, facilitating ... drive remediation, and validate controls while engaging closely with operational risk , compliance, audit , and business leaders. Through your efforts,… more