- HSBC (New York, NY)
- …issues + A legal or formal accountancy qualification or professional background in a relevant risk or audit discipline As an HSBC employee, you will have access ... and Insurance Regulatory Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001...ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices. With… more
- M&T Bank (New York, NY)
- … and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Design, implement, maintain and enhance internal controls to ... + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- CIBC (New York, NY)
- …closing, producing consistent deal underwriting materials and analyzing and mitigating risk for credit opportunities that are being recommended for approval. The ... of the CRE business. The role also has both external and internal responsibilities including direct engagement with Syndications and Capital Markets amongst others.… more
- TD Bank (New York, NY)
- …and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements; provides prompt and ... for a broad and diverse portfolio of activities,coordinating with a variety of internal stakeholders on behalf of the executive + Organizes and participates in… more
- Citigroup (New York, NY)
- …on critical regulatory matters as required. Serves as liaison with regulatory examiners, Internal Audit , and external auditors on critical Compliance issues and ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for… more
- M&T Bank (New York, NY)
- …brand. * Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... Commercial Credit Lead plays a vital role in assessing and managing credit risk for commercial clients at M&T Bank. This individual contributor client facing… more
- M&T Bank (New York, NY)
- …brand. * Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... a portfolio of credit relationships. Responsible for performing supporting analysis, identifying risk issues , and completing sections of credit analysis, as needed,… more
- Grant Thornton (New York, NY)
- As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business needs by ... providing in-depth technical knowledge on enterprise risk management, risk management frameworks, and compliance management systems, and help organizations… more
- Citigroup (Getzville, NY)
- …on data related policy, procedures, and requirements + Support regulatory and Internal Audit engagements, identify necessary corrective actions and facilitate ... deal with highly confidential data + Experience dealing with regulators, Audit , Compliance, and other risk and control functions + Must be proficient with Excel,… more
- BMO Financial Group (New York, NY)
- …as ancillary interaction with Currencies, and Commodities LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and… more
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