- KeyBank (NY)
- …Ensure that programs, policies, and procedures are current Effectively meet internal and external audit , compliance, and regulatory expectations **REQUIRED ... building within Enterprise Security Services, Financial Crimes Governance/AML Compliance, regulators, internal auditors and internal Key Technology Operations &… more
- Grant Thornton (New York, NY)
- As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business needs by ... providing in-depth technical knowledge on enterprise risk management, risk management frameworks, and compliance management systems, and help organizations… more
- Citigroup (Getzville, NY)
- …on data related policy, procedures, and requirements + Support regulatory and Internal Audit engagements, identify necessary corrective actions and facilitate ... deal with highly confidential data + Experience dealing with regulators, Audit , Compliance, and other risk and control functions + Must be proficient with Excel,… more
- BMO Financial Group (New York, NY)
- …as ancillary interaction with Currencies, and Commodities LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and… more
- M&T Bank (Buffalo, NY)
- …-related issues needing escalation to management. + Design, implement, maintain and enhance internal controls to mitigate risk on an ongoing basis. Identify ... timely. **What You'll Learn:** + How banks manage regulatory risk and capital adequacy + The structure and purpose... internal control standards, including timely implementation of internal and external audit points together with… more
- M&T Bank (New York, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... portfolio of credit relationships. Responsible for performing supporting analysis, identifying risk issues, and completing sections of credit analysis, as needed, to… more
- City National Bank (New York, NY)
- …and communicate recommendations that support adherence to regulations, industry best practices and internal risk programs * Partners with other business units on ... policies. * Maintain CNB internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- Scotiabank (New York, NY)
- …and mitigate product risks and ensure compliance to any relevant regulations and internal / external audit , compliance and control requirements + Produce and ... processes, simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, and ambitions. GTB… more
- City National Bank (New York, NY)
- …remediate gaps * Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or external audits. ... and or Lead for Consumer Banking and will partner with the Risk Framework leadership team. Responsibilities will encompass understanding controls required for… more
- TD Bank (New York, NY)
- …specialized/ad hoc training, as required. + Support testing engagements from Internal Audit , Compliance Quality Assurance, and others. **Department Overview** ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...(CRM) to ensure compliance with CRM mandates and CRM/CU internal policies and procedures + Designs and ensures execution… more