- City National Bank (New York, NY)
- …a data management environment * Minimum 10 years of management experience in compliance, risk management or audit . * Minimum 7 years of financial services ... regulations, and ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be responsible for maintaining regulatory change… more
- Citigroup (New York, NY)
- …in first line of defense teams, ERM governance, model development, reporting, technology, Internal Audit , and external regulators. He/ She will have the ... risk programs, including the regulatory driven stress testing, internal stress testing, and the risk pool...stress testing, internal stress testing, and the risk pool contribution to enterprise level stress testing programs… more
- American Express (New York, NY)
- …written and verbal communication skills. + Prior credit card/banking industry, compliance, audit , legal or risk experience. + Bachelor's Degree required. ... enhancing, and maintaining an effective framework for compliance with applicable internal policies, laws, and regulations in US and International markets. Strong… more
- PNC (New York, NY)
- …to regulators and PNC control functions as appropriate. Interacts with regulators, internal audit , and management concerning credit portfolio analyses and credit ... targeting for acquisition and portfolio strategies to provide insight into portfolio risk . Manages engagements with internal and external information suppliers… more
- American Express (New York, NY)
- …business partners across the Enterprise such as the General Counsel's Organization and Internal Audit on compliance related risk . **Required Qualifications** ... on regulatory obligations and ensuring that front-line activities operate within internal policy and external regulatory frameworks **The Key responsibilities are as… more
- MUFG (New York, NY)
- …hatting, inter-affiliate agreements, etc.) + Serve as HR's central point of contact for internal risk management and governance stakeholders (eg, BURM / BURCO, ... line of defense central point of contact (CPC), meeting internal governance and external regulatory requirements. Serve as CPC...Risk [Operational, Strategic], Audit , policy working groups,… more
- Citigroup (Getzville, NY)
- …provided for CCAR and Volcker reporting. + Execute reconciliations and other internal controls for Market Risk . This includes monitoring sensitivities, ... Data Analysis, Data Governance, Data Lineage, Data Management, Data Quality, Internal Controls, Management Reporting, Program Management, Risk Management.… more
- MTA (New York, NY)
- …directing/overseeing acceptance and implementation of corrective actions arising from internal and external sources, and ensuring the safe and reliable ... system. The position is responsible for overseeing the reduction of risk to customers, employees, and contractors through Hazard Identification, Hazard Assessment,… more
- Mizuho Corporate Bank (New York, NY)
- …Review senior management and the line of business; as well as effectively challenge internal and regulatory risk ratings where appropriate. This role is hybrid ... credit ratings, adherence to policies and procedures, effective credit risk management, and address regulatory requirements. SummaryThis position requires an… more
- Citigroup (Getzville, NY)
- …Technology, Prime Legal, Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal Audit . Externally, this role regularly interfaces with ... responsible for executing daily controls to mitigate the inherent risk of non-compliance with the SEC's Client Asset Protection...COO, & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance… more