- Scotiabank (New York, NY)
- …Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development ... objectives. Ensures all activities conducted in compliance with governing regulations, internal policies and procedures. The primary responsibility of this position… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... creation and maintenance of statistical models. Support Senior Analysts, Risk Modelers and Credit Risk Management in...Support Senior Analysts, Risk Modelers and Credit Risk Management in data analysis and model construction. **Primary… more
- Bank of America (New York, NY)
- …Process Performance Management + Referral Management + Workforce Planning + Due Diligence + Internal Audit Review + Leadership Development + Recruiting + Risk ... client service + Supervises financial transactions and operations to drive risk management best practices and ensure compliance with policies and procedures,… more
- Bank of America (New York, NY)
- …Front Line Units; communicating and interacting with the third line of defense (eg, internal audit ) as well as external regulators, as needed. + Writing ... quantitative analytics and complex modeling projects for specific business units or risk types. Key responsibilities include leading the development of new models,… more
- M&T Bank (Buffalo, NY)
- … and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Design, implement, maintain and enhance internal controls to ... + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- University of Rochester (Rochester, NY)
- …violations of contract terms, recommend corrective actions, and ensure resolution. + ** Audit Management** : Oversee and coordinate internal and external audits, ... Documentation** : Prepare, present, and submit comprehensive reports on compliance status, audit results, risk assessments, and other relevant documentation to… more
- CIBC (New York, NY)
- …regulatory requirements; + Coordinating US regulatory exams, compliance exams and audits by Internal Audit ; + Assisting in the preparation of written responses ... to regulatory exams and inquiries; + Performing risk assessments of US regulatory requirement group topics to...technical regulatory requirements; and + US regulators and CIBC Internal Audit staff during regulatory exams and… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... of Commercial Lending Operations (CLO) procedures, Corporate policies, and Compliance, Audit and Legal requirements. Works with business partners to ensure loans… more
- Grant Thornton (New York, NY)
- …industry related certifications preferred + Preferred experience in management consulting, internal audit , regulatory compliance, and/or forensic engagements + ... and complete projects related to process improvements, vendor audits, risk and control assessments, investigations, litigation support, and project monitoring… more
- Zurich NA (New York, NY)
- …HQ in Switzerland to align on accounting and reporting conclusions, ensure internal controls over financial reporting are in place and operating effectively, and ... Unit/management reporting, quarterly IFRS submissions to Corporate HQ, statutory filings, audit report preparation, footnote preparation) + Overseeing day to day and… more