- Citigroup (New York, NY)
- …and assisting in creation and modification of Enterprise Data Governance Strategy, and/or Data Risk and Control Framework and Data Risk Taxonomy. The focus of ... data controls framework performance and issue management process, and regulatory and audit response and action tracking. This role requires someone who is dynamic,… more
- SMBC (New York, NY)
- …Coordinates Specialized Finance Department interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. ... + Coordinates management of risk appetite, limits and guideline setting & issue management...& issue management for Specialized Finance Department. + Performs risk management framework and related risk assessments… more
- TD Bank (New York, NY)
- …or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a basis for recommending large-scale product, technical, functional ... and solving highly complex financial management/ specialized accounting / taxation / audit / regulatory reporting and operational issues + Acts as the primary… more
- TD Bank (New York, NY)
- …in cross-functional/enterprise initiatives as a subject matter expert helping to identify risk /provide guidance for complex situations + Conducts internal and ... and provides guidance/advice and recommendations to support dealings with internal /external partners + Identifies and develops key business performance measures… more
- Citigroup (New York, NY)
- …the lifecycle of a trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance, Legal, ... to create, explore and be adventurous whilst taking measured risk , adopting safe practices to protect the firm. Data...a fast-paced workplace. We comply with global regulations and internal policies and adopt a proactive approach to identifying… more
- M&T Bank (Buffalo, NY)
- … and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to ... mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management. . Maintain M&T... internal control standards, including timely implementation of internal and external audit points together with… more
- CIBC (New York, NY)
- …to; new business initiatives, management reporting, governance and controls and internal audit /deficiency remediations. The US Capital Markets Business ... and their supporting infrastructure groups as well as their internal and external vendors, brokers and suppliers. The US...line of defense for business + Engage with Enterprise Risk to deliver on Risk Appetite Statement… more
- Tiffany & Co. (Pelham, NY)
- …department in dealing with other groups both within the company, and externally ( Internal Audit , PWC, Finance, etc.) + Ensure compliance for Sarbanes-Oxley ... serialized and melee diamonds to work orders for both internal and external manufacturing. This role will be responsible...reporting, CODC, and Audit Requirements. + Assess risk within inventory… more
- Mohawk Valley Health System (Utica, NY)
- …Summary The Manager, Performance Improvement has oversight and responsibility for the internal audit and corrective action request (CAR) system. Coordinates the ... audit schedule, following up on outstanding corrective actions and...common cause and special causes analysis of targeted high risk , and high volume healthcare processes. In collaboration with… more
- M&T Bank (Williamsville, NY)
- …(profile/pre-call planning, outreach, appointment preparation, interaction/appointment, follow-up) and Risk Management ( audit requirements, fraud prevention, ... brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more