- M&T Bank (Buffalo, NY)
- … and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Design, implement, maintain and enhance internal controls to ... mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management. + Promote an... internal control standards, including timely implementation of internal and external audit points together with… more
- University of Rochester (Rochester, NY)
- …Ensures any problematic terms are addressed prior to approval. + Identifies billing risk areas through consultation with peer institutions, internal knowledge of ... UR-specific risks, and consultation with UR department study personnel. + Prepares monthly audit samples of transactions for such identified risk areas. +… more
- M&T Bank (Getzville, NY)
- … and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Design, implement, maintain and enhance internal controls to ... mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management. + Maintain M&T... internal control standards, including timely implementation of internal and external audit points together with… more
- Ryder System (Albany, NY)
- …input for major programs, M&A integrations, and enterprise initiatives. + ** Risk & Cost Analysis** : Evaluate infrastructure proposals for feasibility, cost, ... risk , and resource impact. Provide recommendations that balance innovation...compliance initiatives by ensuring infrastructure designs meet regulatory and audit requirements. + Perform other duties as assigned to… more
- SMBC (New York, NY)
- …features and offerings. + Develop strong relationships across all functional areas including Risk , Compliance, Legal, Audit , and HR. + Manage team of product ... features and customer value proposition. Interface with legal, compliance, risk management and other internal control and...with legal, compliance, risk management and other internal control and operations leadership teams to identify and… more
- JPMorgan Chase (New York, NY)
- …experience in the financial services industry with a background in controls, audit , quality assurance, risk management, compliance, or model governance. + ... Rates, FIF, CEM, FX, Credit, SPG, Commodities, CPG/Counterparty Credit Risk , and Market Risk . As a Business...control advisor to the Front Office, preparing them for internal and external examinations and audits. + Own and… more
- Scotiabank (New York, NY)
- …GRM/Banking staff as it relates to problem loans and credit. + Support internal /external audit reviews, as well as regulatory inquiries. **What You'll Bring** ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...SAM portfolio is comprised of underperforming US accounts generally risk rated CCC+ and lower, that typically require a… more
- TD Bank (New York, NY)
- …**Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, US **Position Summary** The US FCRM TDS ... Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates… more
- M&T Bank (Getzville, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... and accurate reconciliation / reporting of assigned portfolio activity to Finance / Audit / SOX to ensure accurate Financial Statements in accordance with GAAP. +… more
- Barnes & Noble (New York, NY)
- …(based on audit data). * Review / revise corporate website, internal systems and vendor operational guidelines in coordination with Director and other ... of product data and documentation with a proactive approach to assessing risk . The Compliance Analyst will document and maintain compliance procedures and protocols;… more