- CIBC (New York, NY)
- …highly preferred + Former role as a commissioned securities examiner, or within internal audit a plus + Professional licenses and certifications desired (SIE, ... to, the parent bank swap dealer. **How You'll Succeed:** + Executing risk -based compliance examinations that adequately address coverage of laws and regulations… more
- KeyBank (Penfield, NY)
- … and external centers of influence. + Ensuring compliance with operational, risk , security and audit procedures and policies including appropriate documentation ... + Builds a client referral pipeline via identification and development of internal and external centers of influence; Employs a disciplined approach to prospecting;… more
- Citigroup (Getzville, NY)
- …creative suggestions on how to improve processes to minimize losses from failed internal processes, inadequate controls, and emerging risk better serve our ... the lifecycle of a trade. Working closely with Business partners, Clients and internal stakeholders to ensure all transactions flow through our front to back… more
- PNC (New York, NY)
- …in client facing activities. As part of the first line of defense, supports risk management, compliance, and audit needs. + Drives business, financial, and ... teams You will need to collaborate with many different internal organizations across the enterprise to drive change and...scrum masters, line of business and other stakeholders, and risk governance partners. PNC will not provide sponsorship for… more
- MUFG (New York, NY)
- …regional as well as with other key stake holders to include senior leadership, Internal Audit , Legal, businesses and functions, regulators and other key partners ... to all BAU and remedial aspects of the APO function, including internal and external stakeholder communications and engagement, reporting and monitoring against… more
- TD Bank (New York, NY)
- …+ 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a ... including Markets sales and trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and independent oversight… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... workflows. **Department Responsibilities:** + Workflow automation, stakeholder collaboration, and risk mitigation. + Platform health and scalability. + Scripting,… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... access control frameworks. + Cross-team collaboration with Infrastructure, Cybersecurity, Risk Management and DevOps teams. **Primary Responsibilities:** + Mentor… more
- M&T Bank (Williamsville, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... and understand cost structure, as well as understand and manage product risk . Ensure product complies with legal or regulatory requirements. Responsible for all… more
- PNC (NY)
- …the first line of defense. Serves as point of review and sign off for risk management, compliance and audit requirements, as needed. + Manages, motivates and ... C&IB and our Retail Bank. You will work on internal products and projects as well as interface commonly...that information in creating customized customer solutions. + **Managing Risk ** - Assessing and effectively managing all of the… more