- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... to ensure key controls are in place to minimize risk to our clients, shareholders, and employees and provides...Program activities. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance… more
- Citigroup (New York, NY)
- …subject matter expert for internal control functions (eg, Legal, Compliance, Risk , Audit ) regarding product designs and operational readiness. + Ensure all ... products and features, ensuring meticulous adherence to Citi's global policies, internal procedures, and all relevant regulatory requirements across jurisdictions. +… more
- Citigroup (New York, NY)
- …and assisting in creation and modification of Enterprise Data Governance Strategy, and/or Data Risk and Control Framework and Data Risk Taxonomy. The focus of ... data controls framework performance and issue management process, and regulatory and audit response and action tracking. This role requires someone who is dynamic,… more
- Citigroup (New York, NY)
- …strategic direction. + ** Audit and Reporting** : Facilitate and respond to internal and external audits (2nd and 3rd line oversight). Provide timely and accurate ... to all relevant firm policies, standards, and industry best practices. + ** Risk Management** : Proactively identify, assess, and manage risks associated with the… more
- American Express (New York, NY)
- …Strong communication and presentation skills. **Preferred Qualifications:** + Experience in risk management, governance, compliance, regulatory, or audit within ... throughout the enterprise and is a key connection point with the second line Global Risk & Compliance (GRC) teams. **How will you make an impact in this role?** The… more
- MUFG (New York, NY)
- …stakeholders; + Collaborate & handle requests from FLoD Control Office, SLoD, TLoD (ie Internal Audit ); + Attend appropriate training & support on a periodic ... with Relationship Managers/Product Groups to enable more enriched discussions on risk /AML/Sanctions compliance issues, while managing the progress of KYCs from an… more
- Citigroup (New York, NY)
- …Management:** Oversee the investigation of suspected fraudulent activities, working closely with internal security, legal, compliance, and audit teams, as well ... asset classes. We operate in a complex, fast-paced environment, requiring robust risk management and control frameworks. **Position Summary:** We are seeking a… more
- M&T Bank (Getzville, NY)
- **Overview:** As a member of First Line Risk , Regulatory Oversight & Quality Assurance (ROQA), External Exam Management EEM) team, associate will develop implement ... and execute various operational risk /compliance-related initiatives at the business line level, to include...line level, to include production of materials for both internal and external exams, provide expertise and support for… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **About the Role / Team** We are seeking a motivated professional to join the Ratings Compliance & Risk ... reports to the Global Chief Matrix Officer for Ratings Compliance & Risk . **Responsibilities and Impact:** **Key Responsibilities:** + Lead the design, delivery, and… more
- AIG (New York, NY)
- At AIG, we are reimagining the way we help customers to manage risk . Join us as a Senior Executive Underwriter, Primary Casualty to play your part in that ... Net Worth individuals. We are reimagining how we help customers to manage risk , transforming our operating model, and reshaping our role responsibilities and career… more