- Bank of America (New York, NY)
- …Framework: Design and maintain product-level controls, in partnership with Legal, Compliance, Risk , and Audit , to ensure accounts meet legal, regulatory, and ... types. The Product Manager will partner closely with Legal, Compliance, Operations, Technology, Risk , and Sales teams to ensure the bank maintains a robust and… more
- Price Chopper (Schenectady, NY)
- …will guide cross-functional teams in fostering a culture of food safety, risk mitigation, and continuous improvement in alignment with corporate standards and ... safety and quality failures. + Conduct regular facility inspections, audits, and risk assessments to monitor compliance and identify areas for improvement. + Drive… more
- SMBC (New York, NY)
- …related or new regulatory requirements. + Supports interactions with regulators and Internal Audit during compliance-related examinations / audits related to ... for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer...of various committees such as the New Product, Underwriting, Risk Management, Compliance, IT Risk and Training… more
- JPMorgan Chase (New York, NY)
- …of Professional experience in financial services industry with background in controls, audit , quality assurance, operational risk management, or compliance; or ... the right role. You will be engaging with multiple internal and external partners to develop and execute on...develop and execute on key initiatives, focus on operational risk excellence & control mitigation to manage continuous changes… more
- Citigroup (New York, NY)
- …revenue + Advise team in strategic positioning and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + ... with control functions such as Legal, Compliance, Market and Credit Risk , Audit , Finance in order to ensure appropriate governance and control infrastructure… more
- AIG (New York, NY)
- …Net Worth individuals. We are reimagining how we help customers to manage risk , transforming our operating model, and reshaping our role responsibilities and career ... Casualty group. + You will be responsible for assessing/analyzing the desirability of risk by identifying hazards and exposures for new and renewal business. + As… more
- Mizuho Corporate Bank (New York, NY)
- …performing financial and /or regulatory reporting , regulatory reporting quality assurance or internal audit + knowledge of BASEL rules, broker dealer regulatory ... A ssurance P rogram with various regulatory reports, especially focus on credit risk RWA and Market Risk RWA, and some r eport s required for broker dealer: NFA… more
- M&T Bank (Amherst, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... and send customer data transmissions. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's … more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... Sheet and Income Statement line items + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's … more
- Citigroup (New York, NY)
- …research to evaluate performance, identify new strategies for content products, and provide internal product feedback. ** Risk & Control** + Obtain and maintain ... classes welcome). + Respond to unique content requests from internal and client users daily. + Collaborate with sales...closely with control functions (Legal, Compliance, Market & Credit Risk , Audit , Finance). + Adhere to all… more