- PNC (New York, NY)
- …product offerings meet their strategic goals. Develops product-specific marketing initiatives. Supports risk management, compliance and audit needs as part of ... * Ensure alignment with enterprise data governance, lines of defense and risk standards * Provide oversight to ensure legacy coexistence and phased adoption… more
- SMBC (New York, NY)
- …related or new regulatory requirements. + Supports interactions with regulators and Internal Audit during compliance-related examinations / audits related to ... for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer...of various committees such as the New Product, Underwriting, Risk Management, Compliance, IT Risk and Training… more
- Datavant (Albany, NY)
- …The individual will provide superior quality by performing audits pertaining to risk adjustment coding efforts. The individual will be responsible for daily ... in ensuring coding compliance and accuracy + Monitor the performance of the Risk Adjustment Operations both internally and with coding vendors + Provides expertise… more
- Citigroup (New York, NY)
- …revenue + Advise team in strategic positioning and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + ... with control functions such as Legal, Compliance, Market and Credit Risk , Audit , Finance in order to ensure appropriate governance and control infrastructure… more
- New York State Civil Service (New York, NY)
- …to, the following for smaller less complex companies or groups:* Completes the audit and analysis of annual and quarterly statements in accordance with required ... Actuarial Opinion Summaryo Holding company analysis including:? Group Profile Summary? Own Risk and Solvency Analysis? Enterprise Risk Management* Reviews the… more
- TD Bank (New York, NY)
- …implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance coverage plan. ... Compliance Oversight program, including evaluating program design elements, analyzing Risk Owner testing and monitoring routines contributing to Compliance coverage… more
- Neuberger Berman (New York, NY)
- …of experience in financial services, with significant experience in business controls, risk management, audit , or compliance within Wealth Management, Private ... This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and business objectives,… more
- Citigroup (Getzville, NY)
- …Data Analysis, Data Governance, Data Lineage, Data Management, Data Quality, Internal Controls, Management Reporting, Program Management, Risk Management. ... transformation of the underlying workflow across transaction capture, underwriting, risk management and reporting. Responsibilities: + Lead/support quarterly schedule… more
- Citigroup (New York, NY)
- …revenue + Advise team in strategic positioning and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + ... with control functions such as Legal, Compliance, Market and Credit Risk , Audit , Finance in order to ensure appropriate governance and control infrastructure… more
- New York State Civil Service (New York, NY)
- …3 of New York State Veterans' Services Law. Manage ESD's Insurance and Risk Management Department to protect ESD and its subsidiaries against financial loss and ... limit risk exposure. Oversee the procurement of goods and services...are followed and addressed in proposal scorings.* Oversee the audit of vendor/grantee requests for payment for compliance with… more