- SMBC (New York, NY)
- …related regulatory expectations (ie NYS DFS 500, FFIEC, etc ) * Knowledge of audit techniques, risk and internal controls assessment, and workpaper ... cybersecurity audits across the firm as part of the Internal Audit Department. Reporting to IT Applications...risk assessment and findings remediation. * Partner with audit colleagues in other business verticals and/or geographies to… more
- SMBC (New York, NY)
- …functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will be responsible for ... Dodd Frank, Volcker and Trading supervision + Expert knowledge of audit techniques, risk , and internal controls assessment, and workpaper standards. +… more
- SMBC (New York, NY)
- …CRI) and related regulatory expectations (eg, NYS DFS 500, FFIEC). + Knowledge of audit techniques, risk and internal controls assessment, and workpaper ... work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures,...risk assessment and findings remediation. + Partner with audit colleagues in other business verticals and/or geographies to… more
- SMBC (New York, NY)
- …including Dodd Frank, Volcker, and electronic trading framework. * Expert knowledge of audit techniques, risk , and internal controls assessment, and ... * Minimum of 10 years of audit experience in the in Audit , Risk and/or Control function in financial institutions. * Strong knowledge of electronic and Algo… more
- American Express (New York, NY)
- …+ 3 Years experience in operational risk management (eg, within Risk and/or Internal Audit function) Understanding of critical operational ... further assessments and testing programs to ensure regulatory and internal standards are met + Enhancing risk ...and internal standards are met + Enhancing risk assessments and associated methodologies + Reviewing independent control… more
- American Express (New York, NY)
- …Business Administration, or related field + 5 years of experience in data governance, data risk , internal controls, or audit in the financial services or ... to the maintenance of a centralized data control inventory ensuring alignment with internal policies, regulatory expectations, and risk appetite + Work closely… more
- American Express (New York, NY)
- …+ 4 years of experience in operational risk management (eg, within Risk and/or Internal Audit function) and understanding critical operational ... is to provide subject matter expertise on Business conduct Risk topics to ensure the BU is equipped with...team members within the GCS organization to comply with internal standards, policies, and regulatory obligations. + Serve as… more
- American Express (New York, NY)
- …+ 3 Years experience in operational risk management (eg, within Risk and/or Internal Audit function) Understanding of critical operational ... Fraud, Credit Bust Out (CBO), Banking Product & Payments Risk Organization is a global team of risk...assessment methodology + Conduct controls testing in accordance with Internal Controls Policy + Lead victim fraud events analysis… more
- Amentum (Albany, NY)
- …in compliance with ISO 27001. + Strong knowledge of information security controls, risk management, and internal audit processes. + **Relevant certifications ... + **Audits, Risk Assessments & Adherence Support:** Lead or participate in internal audits and risk assessments to evaluate adherence with ISO 27001 and… more
- American Express (New York, NY)
- …Years experience in operational risk management, Financial Crime or Compliance (eg, within Risk and/or Internal Audit function) + Ability to read, write ... The objective of the GMNS Control Management Specialized Operational Risk (OR) team is to provide subject matter expertise...is to provide subject matter expertise on specific Operational Risk topics to ensure the BU is equipped with… more