- KeyBank (Charlotte, NC)
- …risks. + Assist with supporting the LOB on complaint-related regulatory exam and internal audit activities. + Clearly document and communicate the results or ... As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is...lines of business, mid to senior level management, other internal clients and peers, and Audit . **Required… more
- American Express (Apex, NC)
- …remediate control issues or potential violations in partnership with compliance, legal, and audit functions. + Support internal and regulatory exams, audits, and ... Crimes to lead a diverse team of high-performing professionals focused on ensuring risk and control management is embedded in the day-to-day operations of our… more
- Wells Fargo (Charlotte, NC)
- …of governance activities and decisions. **Stakeholder Engagement** + Coordinating with internal departments (legal, compliance, audit ) to ensure governance ... Governance. This Assistant Vice President will assist in key strategic risk initiatives within the CIB (Corporate and Investment Banking) businesses. Learn… more
- TD Bank (Charlotte, NC)
- …risks, and promotes the prompt and thorough resolution of escalated non-standard, high risk issues + Conducts internal and external research projects; supports ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- TD Bank (Charlotte, NC)
- …and forecasting functions + Acts as a key point of contact for internal audit , regulatory reporting deliverables, and governance activities related to capital ... + Produce accurate and timely capital management reporting for internal management, finance/business partners, executive leadership, and external regulators +… more
- First Horizon Bank (Burlington, NC)
- … risk management** . Expected compliance with bank regulations, policies, procedures, risk management, internal controls, and the First Horizon code of ... combinations, and sensitive assets in accordance with bank procedures. . Mitigate the bank's risk as outlined in the Compliance and risk management section below… more
- Wells Fargo (Garner, NC)
- …policies and procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of people and financial ... + Resolve low to moderately complex issues regarding the customer and employee experience, risk , and growth of the team and the business to meet Branch Network… more
- Truist (Charlotte, NC)
- …Managers, Credit Risk Managers, Credit Review partners, Technology, and other internal and external audit and examiner functions. + Decision-Making and ... Middle Market or CML portfolio. Includes day-to-day client interaction, managing portfolio risk and adheres to all regulatory and compliance guidelines. A critical… more
- Truist (Charlotte, NC)
- …operational/enterprise risk related management, including but not limited to audit , operations, process engineering or risk management 3. Professional ... reporting. Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of defense risk … more
- Xylem (Charlotte, NC)
- …to monitor local adherence and support corrective actions as needed. + ** Audit and Documentation Management** + Coordinate internal self-audits and readiness ... of trade professionals in managing and developing program strategy, governance, and risk management to ensure alignment with US Customs and Border Protection (CBP)… more