- TD Bank (Charlotte, NC)
- …will include assisting in response to periodic examinations by regulatory agencies and internal audit , ad-hoc requests related to the HMDA LAR, business specific ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- City National Bank (Charlotte, NC)
- …CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, identifying risks and controls, ... and ensures business continuity. WHAT WILL YOU DO? * Reviews/challenges compliance risk assessments, analyzing the Bank's compliance risk ; determine if current… more
- TD Bank (Charlotte, NC)
- …Insights & Analytics specialists and works closely with various internal stakeholders/partners to understand business objectives, identify data/information needs, ... and/or highly complex, and diverse reporting function for an area of significant risk , complexity or scope + Strategic partner to leadership team on the management… more
- Bank of America (Charlotte, NC)
- …external HF clients, internal business partners including Sales, Structuring & Trading, Risk counterparts, Legal and Audit Function + Risk monitoring: ... of Hedge Funds (HF)for the Global Markets business inclusive of trade approvals, internal credit ratings and limit management. This is a high-volume and fast-moving… more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- …This role will seek to transform an inconsistent process into an audit -ready, "white glove" service, providing necessary direction to a direct report responsible ... + Design and enforce the framework for a robust feedback loop with internal stakeholders (eg, Sourcing, Finance, Compliance) and external experts, ensuring the CoE… more
- Amazon (Smithfield, NC)
- …you will lead continuous improvement initiatives to reduce conditional and ergonomic risk in Amazon's processes to ensure a safe and healthful working environment ... with the cross functional operations teams, and influence change through providing comprehensive risk assessments and safety data analysis. To do so, you must be an… more
- US Bank (Charlotte, NC)
- …that ensure Home Lending processes comply with applicable laws, regulations, and internal risk standards. + Prepare thorough workpapers and communicate testing ... Description** **_Position Highlights_** + Partner with Home Lending business units, Risk /Compliance/ Audit (RCA) professionals, and RCA Managers to design,… more
- Chiesi (Cary, NC)
- …or law; or compliance degree. + 8+ years of experience in pharmaceutical compliance, audit , and/or risk management. + Experience in respiratory or similar area. ... in ensuring that an organization adheres to all relevant laws, regulations, and internal policies; identify risks; and determine ways to mitigate those risks. You'll… more
- TD Bank (Charlotte, NC)
- … Risk Management activities for Account Request and Provisioning addressing internal and external audit and Regulatory requests **Education & Experience:** ... self service capabilities, support customers access needs + Works with our Governance, Risk , HR, and Enterprise Technology partners to develop the TD Account Access… more
- Lowe's (Mooresville, NC)
- …and risk to achieve business goals. The role will partner closely with internal finance, sales, and risk functions as well as external financing partners to ... accountability. + Ensure all credit and collections activities adhere to internal policies, audit requirements, and applicable regulatory standards. **Minimum… more