- JPMorgan Chase (Plano, TX)
- …and Anti-Money Laundering and Know Your Customer + Experience with or as a regulator, internal or external audit , and/or compliance is a plus + Familiarity with ... and defends the firm against operational, regulatory, and reputational risk . While effectively managing risk , we meet...Internal Controls, including the three lines of defense model… more
- Citigroup (Irving, TX)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) Global Functions Fraud responsible for ... establishing internal strategies and processes to prevent violations of law,...fraud activities executed in 1LOD, and maintains fraud regulatory/compliance risk levels within the firm's risk appetite… more
- Bank of America (Plano, TX)
- …including plan documents, data templates, meeting materials, and responses to internal /external audit or regulatory requests * Collaborates with stakeholders ... us! **Job Description:** This job is responsible for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB)… more
- Academy Sports + Outdoors (Katy, TX)
- …regulatory requirements and provide potential solutions to identified HSE issues + Develop audit guidelines for Academy's internal Compliance Audit Team + ... Evaluate and summarize audit findings and/or inspection results + Support internal business unit operations during inspections, audits, and audit closing… more
- Citigroup (Irving, TX)
- …Processing (NLP) Artificial Intelligence and Machine Learning (AI ML) models validated for Internal Audit (IA), Human Resource (HR), and Independent Compliance ... to ensure all requirements are fulfilled as per Model Risk Management (MRM) guidelines and requirements and ensure all...and limitations. Prepare responses to questions related to the internal audit and other regulatory exams. Perform… more
- Weatherford (Houston, TX)
- …CPA, CIA, CFE, or similar. **Experience** + 5+ years of experience in internal audit , SOX compliance, investigations, or forensic accounting with at least ... review, interviews, and evidence handling. + Prepare dashboards and executive summaries of audit findings, fraud risk indicators, and SOX status updates. +… more
- Wells Fargo (Austin, TX)
- …policies and procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of people and financial ... + Resolve low to moderately complex issues regarding the customer and employee experience, risk , and growth of the team and the business to meet Branch Network… more
- Citigroup (Irving, TX)
- …to strengthen risk management quality + Conduct routine testing of internal activities and processes to ensure adherence to established quality standards and ... to strengthen risk management quality. + Conduct routine testing of internal activities and processes to ensure adherence to established quality standards and… more
- USAA (Plano, TX)
- …including awareness of regulatory reporting requirements and expectations + Experience in internal audit within the financial services industry + Strong verbal ... Validation** , you will focus on the development, maintenance and execution of internal reporting intended for Audit Services executive management, the Bank… more
- Vistra (Irving, TX)
- …to ensure a strong and effective control framework is in place. Coordinate with the Internal Audit and SOX PMO teams as needed regarding SOX controls testing and ... previous work, college degree programs, and/or certifications is required *Experience in SOX, Internal Audit , or other Controls & Compliance fields is beneficial… more