- BMO Financial Group (New York, NY)
- … risk -return trade-offs, and proactively takes accountability for risks assumed. + Considers risk , internal controls and compliance as part of day-to-day ... around the world. #bmocapitalmarkets We are hiring for a Vice President or Director to join the Interest Rate Derivatives Trading team. Provides a markets-based… more
- Scotiabank (New York, NY)
- …operations to help ensure the adequacy, and effectiveness of day-to-day business controls . Understand that operational risk , regulatory compliance risk , ... Director , Leveraged Credit Sales, Sales / US FICC...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and conduct risk ... Director , Equity Sales Trader; Global Banking & Markets;...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- American Express (New York, NY)
- …the future of American Express. **Position Overview:** The Director of Internal Fraud, Insider Threat and Conduct Risk Investigations will be responsible ... facet of the enterprise, the Internal Fraud Director will identify and advise on controls ...awareness of relevant laws, policies, and best practices impacting internal fraud and conduct risk . + Identify… more
- KeyBank (NY)
- …within a dynamic, fast paced team environment - In-depth practical knowledge of internal controls , risk assessments and operational and compliance processes, ... program management topics, including all activities associated with LOBs risks, controls , testing, remediation, loss analysis, key risk indicators, reporting,… more
- Weill Cornell Medical College (New York, NY)
- …sponsors for ensuring that specific guidelines are incorporated effectively into the internal controls of the institution and that an appropriate financial ... Title: Director , Research Finance & Analysis Location: Midtown Org...for the development and delivery of appropriate procedures, management controls and services to ensure the effective management, audit,… more
- Citigroup (New York, NY)
- …revenue + Advise team in strategic positioning and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + ... The Director , Equity Derivatives Sales - PEF & AM...selling opportunities for clients + Lead strong governance and controls + Work in close partnership with control… more
- Scotiabank (New York, NY)
- …ensure trading and operating within regulatory framework; and utilizing experience with internal trading and technology systems, including peak/k2, risk monitor, ... Associate Director , US Equity Derivatives **Requisition ID:** 233876 **Salary...Equity Derivative book, including sales, structuring, pricing, execution, funding, risk management, legal, compliance, client management/onboarding and all operational… more
- TD Bank (New York, NY)
- …training. + Assist the business on implementing and documenting various supervisory/ control mechanisms. + Participate in internal investigations, respond to ... this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team... are mapped to the Business + Conduct compliance risk assessments to ensure effective business control … more
- MTA (New York, NY)
- …Project Management AGENCY: Construction & Development DEPT/DIV: Delivery/ Systems REPORTS TO: Director , Project Controls WORK LOCATION: 2 Broadway HOURS OF WORK: ... Assistant Director of Project Management monitors project status, mitigates risk , and resolves project issues, consulting with and providing recommendations to… more
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