- Memorial Sloan-Kettering Cancer Center (New York, NY)
- …MSK!** MSK is seeking a proactive, diligent individual to support compliance, risk mitigation, and training activities for institutional research programs. This role ... standard methodologies related to research security. **Role Overview:** + Risk Assessment: Evaluate research projects, partnerships, and international collaborations… more
- GE Vernova (NY)
- …compliance, while also identifying opportunities for process improvements and risk mitigation. **Job Description** **Roles and Responsibilities** + Manage ... + Stabilize operations in a high-demand environment through decision making, risk -based prioritization, and streamlined execution. + Oversee the implementation of… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Executes the risk -based branch exam program in FINRA-registered and non-registered Private Client Group branches across ... know when to "ask the next question" as potential risk areas are identified. + Applies the appropriate ...risk areas are identified. + Applies the appropriate risk weight to a given testing activity and/or finding… more
- Marex (New York, NY)
- …FINRA, NFA, CFTC and other applicable exchanges + Adhere to the operational risk framework for your role ensuring that all regulatory or company determined ... and/ or your supervisor as required + To escalate risk events immediatel + To provide input to ...risk events immediatel + To provide input to risk management processes, as required. The Company may require… more
- Citigroup (Getzville, NY)
- …Can exercise independence of judgement and autonomy. + Appropriately assesses risk when business decisions are made, demonstrating particularconsideration for the ... Management Reporting, Policy and Procedure, Program Management, Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment, … more
- TD Bank (New York, NY)
- …expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities** + Manage the day to day operations of the ... in person in accordance with FINRA RULE 3110 + Lead branch inspections and execute independently all key steps...final report issuance. + Manage and enhance the current Risk Assessment process for each registered and non-registered location… more
- Citigroup (New York, NY)
- The Velocity Americas Content Intelligence Lead AVP is responsible for transforming market analysis and client engagement through data-driven content strategies and ... based on empirical data and user behavior analysis. III. Risk & Control + Obtain and maintain all necessary...closely with control functions (Legal, Compliance, Market & Credit Risk , Audit, Finance) to ensure data-driven content and insights… more
- Sedgwick (Albany, NY)
- …to Work(R) Fortune Best Workplaces in Financial Services & Insurance Claims Team Lead , Liability **PRIMARY PURPOSE** : To supervise the operation of multiple teams ... right candidate for this or other roles.** **Sedgwick is the world's leading risk and claims administration partner, which helps clients thrive by navigating the… more
- Axis (New York, NY)
- …insurance and reinsurance. We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns for our shareholders. We ... Services, the Claims Litigation Services & Global Vendor Services and Performance Lead is responsible for designing and operationally executing the vendor tracking,… more
- Pinkerton (New York, NY)
- …mission is to protect our clients. To do this, we provide enterprise risk management services and programs specifically designed for each client. Pinkerton employees ... perspectives to join our family of industry subject matter experts. The Lead Agent will perform a variety of assignments including concierge-level, residential, or… more