- TD Bank (New York, NY)
- …expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities** + Manage the day to day operations of the ... in person in accordance with FINRA RULE 3110 + Lead branch inspections and execute independently all key steps...final report issuance. + Manage and enhance the current Risk Assessment process for each registered and non-registered location… more
- Citigroup (New York, NY)
- The Velocity Americas Content Intelligence Lead AVP is responsible for transforming market analysis and client engagement through data-driven content strategies and ... based on empirical data and user behavior analysis. III. Risk & Control + Obtain and maintain all necessary...closely with control functions (Legal, Compliance, Market & Credit Risk , Audit, Finance) to ensure data-driven content and insights… more
- Sedgwick (Albany, NY)
- …to Work(R) Fortune Best Workplaces in Financial Services & Insurance Claims Team Lead , Liability **PRIMARY PURPOSE** : To supervise the operation of multiple teams ... right candidate for this or other roles.** **Sedgwick is the world's leading risk and claims administration partner, which helps clients thrive by navigating the… more
- Axis (New York, NY)
- …insurance and reinsurance. We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns for our shareholders. We ... Services, the Claims Litigation Services & Global Vendor Services and Performance Lead is responsible for designing and operationally executing the vendor tracking,… more
- Pinkerton (New York, NY)
- …mission is to protect our clients. To do this, we provide enterprise risk management services and programs specifically designed for each client. Pinkerton employees ... perspectives to join our family of industry subject matter experts. The Lead Agent will perform a variety of assignments including concierge-level, residential, or… more
- Sedgwick (Buffalo, NY)
- …Fortune Best Workplaces in Financial Services & Insurance Workers Compensation Claims Team Lead | NY Jurisdictional Knowledge We are seeking a highly motivated and ... right candidate for this or other roles.** **Sedgwick is the world's leading risk and claims administration partner, which helps clients thrive by navigating the… more
- Sedgwick (Albany, NY)
- …to Work(R) Fortune Best Workplaces in Financial Services & Insurance Claims Team Lead , General Liability **PRIMARY PURPOSE** : To supervise a team of General ... right candidate for this or other roles.** **Sedgwick is the world's leading risk and claims administration partner, which helps clients thrive by navigating the… more
- Citigroup (New York, NY)
- …plans, oversee appropriate testing, and provide permit-to-operate for new applications + Lead and deliver local staff forums, present global, regional, and location ... and ensure transparency and consistency across teams + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- Broadridge Financial Solutions (Albany, NY)
- …along the way, come join the Broadridge team. The AI Onboarding Transformation Lead is responsible for leading and evolving the Capital Markets onboarding function ... and value-add projects, leveraging AI to accelerate timelines, reduce risk , and improve resource allocation. Manages multiple initiatives simultaneously across… more
- Citigroup (New York, NY)
- …90 countries and globally integrated technology platforms. The business continues to lead the way in offering the industry's most comprehensive range of digitally ... growing book of evolving products. **Responsibilities:** + Distribution and risk defeasance of all trade asset classes: The person...responsible for identification of the different avenues to defease risk related to a trade asset and execute the… more