- TEKsystems (New York, NY)
- …control testing, and regulatory reporting. - Align compliance efforts with enterprise risk management standards and ensure integration across business lines. - ... Description - Conduct comprehensive Risk and Control Self-Assessments (RCSA) across broker-dealer operations, including trading, sales, operations, and support… more
- CIBC (New York, NY)
- …ethic Preferred Qualifications: + 5-7 years of registered US broker-dealer compliance and risk management experience + Prior experience working at a securities ... to, the parent bank swap dealer. **How You'll Succeed:** + Executing risk -based compliance examinations that adequately address coverage of laws and regulations… more
- US Bank (New York, NY)
- …oversee the successful creation, implementation, and maintenance of an effective risk management framework. Accountable for projects and/or activities that ... telemetry, health checks, and real-time alerting. - Experience with third-party risk management . - Excellent communication and stakeholder engagement skills.… more
- US Bank (New York, NY)
- …individual contributor role residing within the Bank's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports ... the Model Risk Management ("MRM") program at the Bank. The overall MRM program is designed to provide governance and control around impactful institutional… more
- HSBC (New York, NY)
- … + Ability to identify and execute successful opportunities + Strong understanding of risk management and risk mitigation + Strong verbal and written ... and for helping manage all credit and financial crime risk for those clients. You will also work in...other divisions (Commercial Banking, Wealth and Personal Banking, Asset Management ) to ensure delivery of HSBC's product and services.… more
- TD Bank (New York, NY)
- …Controls, IT Application Controls, Systems Development Lifecycle, IT governance processes, IT Risk Management assessment processes + Advanced awareness of laws ... Business Executives. You're already well-seasoned for delivering audit analysis and risk assessment, standard reporting and operational support to teams. You're… more
- HSBC (New York, NY)
- …successful opportunities + It will be important to have a strong understanding of risk management and risk mitigation, strong verbal and written ... and for helping manage all credit and financial crime risk for those clients. You will also work in...other divisions (Commercial Banking, Wealth and Personal Banking, Asset Management ) to ensure delivery of HSBC's product and services.… more
- Coinbase (Albany, NY)
- …and external audit standards. * Identify and recommend improvements to enhance risk management , compliance posture, and operational efficiency. * Create and ... and Planning team. This team is responsible for governance, risk and compliance (GRC) within ESTO, data and analytics,...you (ie. job requirements):* * 5+ years of program management experience at a technology company and/or in a… more
- Santander US (New York, NY)
- …at all levels are expected to take a proactive and responsible approach toward risk management . **EEO Statement:** At Santander, we value and respect differences ... + Prepare presentations for internal Santander business partners and senior management covering private credit market trends and summarizing current positions and… more
- Santander US (New York, NY)
- …at all levels are expected to take a proactive and responsible approach toward risk management . **EEO Statement:** At Santander, we value and respect differences ... restructuring documentation and other agreements related to defaulted assets. + Advises management and various partners to help ensure operations comply with laws… more