- Santander US (Brooklyn, NY)
- …+ Adhere to all bank policies and procedures, including compliance and risk management protocols to prevent fraudulent situations. + Recognize opportunities ... industry. We believe that our employees are our greatest asset . Our focus is on fostering an enriching journey...expected to take a proactive and responsible approach toward risk management . **EEO Statement:** At Santander, we… more
- SMBC (New York, NY)
- …strong understanding of financial markets, instruments, US regulatory framework and risk management techniques. **General Department Description** This role will ... current capital levels, and performing SMBC AH testing in partnership with risk management department, head-office stakeholders, and key front office personnel.… more
- M&T Bank (Buffalo, NY)
- …audits over the Bank's Information Technology (IT) Engineering, Operations, Governance, Risk Management and Architecture functions. Responsible for overseeing, ... or support functions such as Treasury, Finance, Compliance, Technology, Operations, Risk Management , or Credit Administration. + Effective negotiation skills,… more
- CIBC (New York, NY)
- …the impact on funding and investment management + Interact with senior management teams in Treasury, Risk Management , Technology and Counterparts at ... pertaining to intermediate term funding, funds transfer pricing and asset liability management . _At CIBC we enable...as peers and a wide variety of stakeholders (Finance, Risk Management , Technology etc.) + You have… more
- Intuit (New York, NY)
- …in lending capital markets, preferably from a bank, specialty finance lender or an asset management firm. + Experience structuring and executing asset backed ... large transactions for the business. This role will be based out of an Intuit office located in New...to work cross functionally across multiple teams including compliance, risk , product, credit, legal and engineering and manage projects… more
- Bank of America (Jericho, NY)
- …referrals to appropriate internal service providers based on client needs and asset thresholds * Mitigates and controls risk as part of daily activities ... include triaging client leads, making referrals to business partners based on client needs and asset thresholds,... * Active Listening * Attention to Detail * Risk Management * Policies, Procedures, and Guidelines… more
- JPMorgan Chase (New York, NY)
- …Insurance Companies, Pension Funds and Endowments/Foundations for equity derivatives as well as cross- asset risk premia products. As a Associate on the Equity ... consumer and small business banking, commercial banking, financial transaction processing and asset management . We offer a competitive total rewards package… more
- TD Bank (New York, NY)
- … systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Help to ensure TDS meets regulatory requirements as it ... for trade surveillance, ensuring data integrity across multiple trading desks and asset classes. + Surveillance Data Management : Support the ingestion,… more
- TD Bank (New York, NY)
- …Maintains required documentation for internal audit + Demonstrates governance, control and risk management behaviors in alignment with TD policies and practices ... their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge,...documentation, be able to effectively apply legal and sound risk management principles and display good drafting… more
- TIAA (New York, NY)
- …Consulting firms resulting in the development and retention of assets for our asset management business. **Key Responsibilities and Duties** + Fulfill sales ... partner with the Team to ensure coverage of the regional- based Consultant Relations effort. This individual will support the...a sales support role in the Financial Services and/or Asset Management industry + Bachelor's Degree +… more