- City National Bank (Los Angeles, CA)
- … bank operations policies and procedures as well as all regulatory requirements. (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act , ... Incumbents in this position act strategically to guide the Private Bank management team on client servicing, operational risk management and… more
- City National Bank (Los Angeles, CA)
- …with all bank policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act , Code ... is responsible for expansion and oversight of City National Bank 's (CNB's) Information Management Risk (IMR) Program. Continuous Monitoring and oversight… more
- Columbia Bank (Santa Rosa, CA)
- …+ Maintain a working knowledge of Bank 's written policies and procedures regarding Bank Secrecy Act , Regulation CC, Regulation E, Bank Security ... risk management , anti-money laundering, assetand liability management , and Dodd-Frank Act Stress Testing (DFAST....of models under their responsibility. + Identify emerging model risk issues impacting the Bank , changes in… more
- City National Bank (San Francisco, CA)
- …BSA function and/or with financial industry companies * Minimum 5 years of the Bank Secrecy Act (AML/KYC), USA Patriot Act (Anti-Terrorist Financing, ... tuned and tested periodically, and models and documentation meet bank Model Risk Management requirements....Sr Manager shall work with Technology and Innovation and BSA Financial Intelligence teams to set the priority of… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank 's risk based, annual SOX Compliance Program...documentation and findings in the Company's GRC (AuditBoard) and risk management (Archer) platforms. + Maintains the… more
- SMBC (Sacramento, CA)
- …risks; * Maintains proficient knowledge of the rules and regulations, including but not limited to, the Bank Secrecy Act ( BSA ), USA PATRIOT Act , and ... strategy. * Collaborate with cross-functional teams, including compliance, legal, risk management , and IT to integrate data...* In-depth knowledge and experience with the US PATRIOT Act , BSA Act and the… more
- City National Bank (Newport Beach, CA)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... promoting solutions to client needs, and actively embracing the Bank 's segmentation strategy by referring new business to the...including sales, client service and proper credit quality and risk management . Responsible for all aspects of… more
- Columbia Bank (CA)
- …+ Maintain a working knowledge of Bank 's written policies and procedures regarding Bank Secrecy Act , Regulation CC, Regulation E, Bank Security ... portfolio is properly risk rated. Ensure the portfolio administration and risk management of each client relationshipis in compliance withestablished credit… more
- US Bank (San Francisco, CA)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... within the Bank 's Second Line of Defense Risk Management and Compliance organization. Specifically, this...Prior exposure to validation or development of models across BSA /AML, Cybersecurity, Fair Lending, Economic Sanctions, etc. . An… more
- US Bank (San Francisco, CA)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...Validates and oversees creation and usage of complex financial risk management models. The models cover a… more