- Citigroup (New York, NY)
- …(Know Your Client) policies. Track all identified issues and work with Business Risk , Compliance , Operations, and Technology to actively identify new KYC policy ... and tools. Facilitate both gap and root-cause analysis (RCA) exercises between Legal, Compliance , Operations, Technology, Risk , and the Line of Business, and… more
- University of Rochester (Rochester, NY)
- …of service areas. Provides leadership in areas of strategic planning, regulatory compliance , performance improvement, risk management , staff and trainee ... education, and quality of care. Works collaboratively with the Clinical Administrator of the department to ensure development and implementation of program initiatives, integration of education and research, appropriate staffing, consistent productivity, and… more
- Mohawk Valley Health System (Utica, NY)
- …+ Develop and maintain emergency plans and procedures for disasters identified in the HVA/ risk analysis. + Collaborate with the management team in the creation, ... and program implementation. + Ensure the facility meets all standards and compliance with federal regulations related to emergency management planning, such as… more
- Molina Healthcare (Syracuse, NY)
- …the organizational health care costs for all lines of business and directly impacting Risk Revenue and Quality Compliance . Partner with VP Encounter to ensure ... **Job Description** **Job Summary** The AVP, Risk Adjustment Encounters is responsible for establishing enterprise-wide strategy, governance, and oversight of… more
- MUFG (New York, NY)
- …and transaction memos for senior management . + Collaborate with credit, legal, risk , and compliance teams to address concerns and secure necessary approvals. ... the bank's risk appetite and strategic goals. **5. Post-Closing Transaction Management :** + Monitor closed transactions for compliance with key terms and… more
- Coinbase (Albany, NY)
- …optimizations, with cross-functional teams. * Expertise in real estate portfolio management software, lease administration platforms, and risk mitigation ... and long-term strategy. The role is less about day-to-day transaction management and more about high-level planning, negotiation, and strategic relationship-building… more
- Datavant (Albany, NY)
- …organization, ensuring they meet SOX standards and are sustainable for long-term compliance . The role requires a dynamic individual who can work collaboratively with ... implement, and validate internal controls and associated documentation, including risk and control matrices, process narratives, and control walkthroughs. We… more
- Raymond James Financial, Inc. (New York, NY)
- …and/or finding level + Clear communication of all exam findings to branch management , exam managers and compliance leadership + Provide reporting of exam ... **Essential Duties and Responsibilities** + Execution of the risk -based branch exam program in FINRA-registered and non-registered Private Client Group branches… more
- Marex (New York, NY)
- …as required + To escalate risk events immediately + To provide input to risk management processes, as required. The Company may require you to carry out ... team. + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. Salary Range: $120,000 to… more
- SMBC (New York, NY)
- …coverage of Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ... 10 years of audit experience in the in Audit, Risk , Business Control, Compliance , Finance in the...and Securities front office teams + Strong understanding of risk management framework for trading activities and… more