- Capital One (New York, NY)
- …partner reviews. The Senior Manager AML Compliance Advisor performs a key risk management role (second line of defense) to help ensure corporate initiatives ... Degree or military experience + At least 6 years of experience in regulatory compliance , risk management or anti-money laundering (AML) compliance + At… more
- JPMorgan Chase (Brooklyn, NY)
- …Minimum of 7 years of financial service experience in controls, audit, quality assurance, risk management , or compliance . + Proficient knowledge of control ... and firmwide programs. + Deliver appropriate messaging to Controls management within CIB business areas and Compliance ....and risk management concepts with the ability to design, create, and… more
- American Express (New York, NY)
- … topics within GMNS **Required Qualifications:** + 3 years of experience in operational risk management , Financial Crime or Compliance (eg, within Risk ... the design and implementation of controls tailored to specialized risk areas including Financial Crime and Compliance ,...Comply with enterprise policies and programs pertaining to specific risk types (eg, Conduct Risk Management… more
- City National Bank (New York, NY)
- …business model adjustments. * Act as the business teams' liaison for business line risk management , compliance activities, legal engagement, and internal or ... and implementation of new programs/strategies, implementation of regulation, rules, and risk management requirements. * Analyze, evaluate and periodically review… more
- Capital One (New York, NY)
- …management and escalations **Competencies** The ideal candidate will be a seasoned risk management and compliance professional with strategic leadership ... for being a trusted advisor to the business while fulfilling compliance and risk management obligations. **Strong Business Judgment** + Strong business… more
- BlackRock (New York, NY)
- …pre-trade decisioning, order management , trading, investment operations, risk management / compliance /oversight, closed-book accounting, or performance ... Our investment software combines risk analytics with portfolio management , trading, compliance , and operations tools on a single platform to power informed… more
- KeyBank (NY)
- …- Brooklyn, Ohio 44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management ... As a member of the Fair and Responsible Banking ("FARB") team (within Compliance Risk Management ["CRM"], the incumbent will provide second line of defense… more
- Meta (New York, NY)
- …and manage risk .Meta's Integrity GRC (I-GRC) is the central engine driving risk management and compliance at the company, supporting Meta and ... trust & safety, integrity, security, content policy, transparency reporting, or governance, compliance , risk management 19. Experience with Integrity, Trust… more
- Citigroup (New York, NY)
- …standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management , compliance , audit, or other control-related functions in ... with key stakeholders + Support issue quality reviews ensuring compliance with Issue Management Policy, Standards and...Management , Management Reporting, Policy and Procedure, Risk Management , Root Cause Analysis. **Other Relevant… more
- Cardinal Health (Albany, NY)
- …of contact to oversee Customs Broker Due Diligence and adherence to the Vendor Compliance Risk Management Policy; ensure brokers used globally have completed ... experience, and leadership skills necessary to foster a culture of compliance , manage timelines, standardize processes and procedures, lead audits, implement process… more