- Capital One (New York, NY)
- …management and escalations **Competencies** The ideal candidate will be a seasoned risk management and compliance professional with strategic leadership ... for being a trusted advisor to the business while fulfilling compliance and risk management obligations. **Strong Business Judgment** + Strong business… more
- BlackRock (New York, NY)
- …pre-trade decisioning, order management , trading, investment operations, risk management / compliance /oversight, closed-book accounting, or performance ... Our investment software combines risk analytics with portfolio management , trading, compliance , and operations tools on a single platform to power informed… more
- KeyBank (NY)
- …- Brooklyn, Ohio 44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management ... As a member of the Fair and Responsible Banking ("FARB") team (within Compliance Risk Management ["CRM"], the incumbent will provide second line of defense… more
- Meta (New York, NY)
- …and manage risk .Meta's Integrity GRC (I-GRC) is the central engine driving risk management and compliance at the company, supporting Meta and ... trust & safety, integrity, security, content policy, transparency reporting, or governance, compliance , risk management 19. Experience with Integrity, Trust… more
- Citigroup (New York, NY)
- …standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management , compliance , audit, or other control-related functions in ... with key stakeholders + Support issue quality reviews ensuring compliance with Issue Management Policy, Standards and...Management , Management Reporting, Policy and Procedure, Risk Management , Root Cause Analysis. **Other Relevant… more
- Cardinal Health (Albany, NY)
- …of contact to oversee Customs Broker Due Diligence and adherence to the Vendor Compliance Risk Management Policy; ensure brokers used globally have completed ... experience, and leadership skills necessary to foster a culture of compliance , manage timelines, standardize processes and procedures, lead audits, implement process… more
- Coinbase (Albany, NY)
- …Internal Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management , and control process. The in-house Coinbase ... partners (eg, Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors. Strategically manage these… more
- American Express (New York, NY)
- …under the Enterprise Data Management Operating Policy (AEMP70) and Enterprise Data Risk Management Policy (AEMP79) compliance . Our team is dedicated to ... other similar Data Governance tools preferred. + Incident management and reporting, risk /data risk management , data breach management , data… more
- Wells Fargo (New York, NY)
- …+ Ensure architecture and design adhere to enterprise standards for scalability, security, compliance , and risk management . + Collaborate closely with ... with technical teams and senior leadership + Experience with governance frameworks, risk management , and compliance in a regulated environment is a plus… more
- Wells Fargo (New York, NY)
- …+ Knowledge and understanding of credit risk management + Strong risk management and compliance skills + FINRA registration including Series 7 ... WIM. **In this role, you will:** + Manage all risk management activities, including issue management...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more