- Citigroup (New York, NY)
- …HNW and UHNW clients. + Strong analytical and portfolio management skills, including risk management and compliance expertise. + Proven track record in ... Private Bank and Citi Private Bank brands _._ The Senior Wealth Management Relationship Manager is responsible for coordinating and managing relationships with 3rd… more
- Pioneer Bank (Albany, NY)
- …tasks related to municipal accounts are completed on a daily basis. + Collaborates with Risk Management (BSA and Compliance ) in matters as they relate to ... TITLE: Cash Management & Payment Systems Officer LOCATION: Headquarters REPORTS...ensure they contain properly completed Applications & Agreements, Customer Risk Assessments, RDC Site Evaluations, and RDC Self Assessments… more
- American Express (New York, NY)
- …may be assigned. **Minimum Qualifications:** + 2 years of experience working in privacy, compliance , legal, risk management , or related field. + 1 year ... you make an impact in this role?** Enterprise Data Management & Products (EDMP), a key part of our...is to propel growth, unlock potential, enhance efficiency, manage risk , and foster talent. By prioritizing enterprise growth across… more
- Raymond James Financial, Inc. (New York, NY)
- …leaders, providing compliance guidance to support decision-making and operational risk management . + Maintain expertise in securities underwriting, private ... collaboration across senior business units. + Strategic planning, risk management , and regulatory analysis. + Compliance investigations and issue resolution.… more
- Capital One (New York, NY)
- …or military experience + At least 4 years of experience in auditing, compliance , risk management , accounting, or a combination. Preferred Qualifications: ... on the effectiveness and efficiency of Capital One's governance, risk management , and internal control processes. +...years of experience in one or more areas of compliance , such as consumer, brokerage, wealth management ,… more
- JPMorgan Chase (New York, NY)
- …the financial services industry with a background in controls, audit, quality assurance, risk management , compliance , or model governance. + Proficient ... knowledge of control and risk management concepts with the ability to design, create, and evaluate a Risk & Control Self-Assessment. + Understanding of model… more
- Baylor Scott & White Health (Albany, NY)
- …in Information Security, IT, Business, or a related field. + 7+ years of experience in compliance , risk management , or IT security, with a strong focus on ... efforts. This role requires a strategic approach to compliance management , ensuring that PCI DSS controls...to uphold the security of payment card data, drive risk mitigation initiatives, and align compliance efforts… more
- Raymond James Financial, Inc. (New York, NY)
- …regulators for businesses associated with a global, diversified Financial Holding Company + Compliance Risk Management concepts **Advanced Skill in:** + ... and assess records-related risk with business partners to identify and address compliance gaps or risk mitigation steps + Maintain industry knowledge of… more
- KeyBank (Amherst, NY)
- …4910 Tiedeman Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and ... securities/investment management ) as well as trust/fiduciary related compliance , operations, and risk management strategies to support the Wealth … more
- Coinbase (Albany, NY)
- …internal and external audit standards. * Identify and recommend improvements to enhance risk management , compliance posture, and operational efficiency. * ... and Planning team. This team is responsible for governance, risk and compliance (GRC) within ESTO, data...you (ie. job requirements):* * 5+ years of program management experience at a technology company and/or in a… more