- Scotiabank (New York, NY)
- …to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the ... provides a full range of investment banking, credit and risk management products and services relevant to...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- JPMorgan Chase (Brooklyn, NY)
- …financial services industry with a background in controls, audit, quality assurance, operational risk management , or compliance . + Ability to manage multiple ... Join our Regulatory Commitments Team (RCT) within the Compliance & Operational Risk Team as...Build and maintain collaborative relationships with NAMR & LATAM Compliance , Control Management , and Business stakeholders. +… more
- Heritage Financial Credit Union (Middletown, NY)
- …The Senior Lending Compliance Analyst role works with CU leadership to support the Compliance and Risk Management Program with a primary focus on the CMS ... strategy, new initiatives, emerging issues/risks with a strong focus on Lending Compliance and Risk Management . + Stay abreast of Credit Union processes and… more
- Scotiabank (New York, NY)
- …to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the ... provides a full range of investment banking, credit and risk management products and services relevant to...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- American Express (New York, NY)
- …We are seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management , and mitigation across US Consumer ... controls and mitigation strategies + Support the execution of business-level compliance risk assessments and control self-assessments + Support regulatory… more
- BlackRock (New York, NY)
- …Real Estate, Infrastructure, etc.) and partnering with key stakeholders including business, operations, risk management , legal and compliance + Leverage due ... + The successful candidate should have 5+ years of experience in compliance or risk management , preferably at other financial institutions or consulting… more
- Guardian Life (New York, NY)
- …You have + Bachelor's degree + 4+ years of proven experience in Interna Audit, Risk Management , or Compliance (Internal Audit Operations experience is a ... executing operational processes, including audit engagement and resource planning, management action plan monitoring, department reporting and dashboards, supporting… more
- Truist (New York, NY)
- …in identifying, escalating and in remediating risk control gaps to ensure compliance with Enterprise Risk Management programs and policy. 3. Monitor ... risk support to assigned Business Unit across all risk types to promote and strengthen compliance ... monitoring requirements. 4. Understand Business Unit goals, provide risk management expertise in strategic projects and… more
- Scotiabank (New York, NY)
- …to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the ... provides a full range of investment banking, credit and risk management products and services relevant to...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- American Express (New York, NY)
- …Requirements:** + Minimum of 8 years of experience in a governance role with risk and/or compliance program management experience. + Prior team leadership ... Enterprise Data Office (EDO) is part of Enterprise Data Management & Products (EDMP), a key part of our...Unit Data Offices (BUDOs), coordinating engagement and responses across Risk & Compliance as well as Internal… more