- M&T Bank (Buffalo, NY)
- …plans and other projects to address issues identified internally and by Enterprise Risk Management , Compliance , Internal Audit or external regulators. + ... **Overview:** Support the first line of defense risk management function by assisting with.... Provide assistance in the development of various operational risk / compliance related initiatives within the line of… more
- SMBC (New York, NY)
- …Work Experience: 3+ years of experience in the financial services industry, preferably in risk management or compliance . * Prior experience with policies and ... seeking a Risk Governance Associate within its Risk Management Department. This role will oversee...securities products. **Role Objectives: Delivery** 1. Maintain entity level Risk Governance in compliance with CFTC/NFA and… more
- Grant Thornton (New York, NY)
- …programs, and/or entity-level and business process controls for Internal Audit, or other risk management , compliance , and assurance activities + Strong ... in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all...co-sourced and outsourced internal audit, internal control assessments, enterprise risk management program design and/or assessments, tests… more
- Citizens (New York, NY)
- …A solid understanding of various risk types (eg, operational, financial, compliance , reputational) and risk management methodologies, including COSO and ... Business Administration, MBA a plus + 5-8 Years experience in Audit, Risk Management , Compliance related roles + Preferred Certifications - Certified… more
- MetLife (New York, NY)
- …The ideal candidate will possess strong knowledge of Risk , including Audit, Operational Risk Management , Compliance Risk , Technology Risk and ... OpenPages features and risk workflows across multiple domains (Audit, Operational Risk Management , Compliance Risk , Technology Risk and Financial… more
- Highmark Health (Buffalo, NY)
- …:** **JOB SUMMARY** This job is responsible for the day-to-day direction of all risk and compliance assessment activities of Highmark Health across a broad range ... appropriate methodology to be used and procedures to be performed for third-party risk , technology, operational compliance , and security programs, across a broad… more
- Citigroup (Getzville, NY)
- …standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management , compliance , audit, or other control-related functions in ... Communication, Constructive Debate, Controls Lifecycle, Controls Management , Data Quality Management , Risk Management , Stakeholder Management .… more
- City National Bank (New York, NY)
- …business model adjustments. * Act as the business teams' liaison for business line risk management , compliance activities, legal engagement, and internal or ... and implementation of new programs/strategies, implementation of regulation, rules, and risk management requirements. * Analyze, evaluate, and periodically… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more