- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... Compliance Testing Senior Manager, Swap Dealer and Derivatives...exception items noted during the review process to senior management . + Ensure that the stakeholders respond with appropriate… more
- American Express (New York, NY)
- … risk framework. Job Responsibilities + Act as a central hub for risk management activities, supporting subject matter experts across each of the ECMX ... better practices, themes, etc. across ECMX Required Qualifications + Experience with operational risk management lifecycle / control management activities +… more
- Deloitte (Williamsville, NY)
- …and functional operations. Strong understanding of governance, risk , and compliance related to information, records, and contracts management . + Demonstrated ... execution, management , oversight, and enhancement of records and contracts compliance projects and processes, in support of the overall R&C mission and… more
- Santander US (New York, NY)
- …IT audit, or information technology risk management + Knowledge of risk assessments and compliance of major regulatory initiatives (eg, SOX, NYDFS) + ... access rights entitlements remain valid, updated, and in full compliance with the Segregation of Duties (SoD) rules and...Years Experience in information security, governance, IT audit, or risk management . + Experience in information security,… more
- Marex (New York, NY)
- …as require. + To escalate risk events immediately. + To provide input to risk management processes, as required. The Company may require you to carry out ... review + Manage US Broker Dealer Business Line management relationships. Collaborate to ensure Americas Compliance ...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- US Bank (New York, NY)
- …Finance + Direct business development and sales experience. + Legal, credit underwriting, compliance or other risk management experience. + Customer service ... of achieving cost-efficient revenue growth, best-in-class customer experience, enhanced risk management and operational excellence. With several transformational… more
- MTA (Jamaica, NY)
- …with planning, directing, and administering the operations of the MTA Ethics, Risk , and Compliance Program. Identify and assess departmental compliance ... and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well...requests and resolve issues + Assist in oversight and management responsibility of the MTA's Corporate Compliance … more
- Ultralife Corporation (Newark, NY)
- …collaborate with both in-house and external test labs, oversee product technical risk management , mentor junior engineers, and collaborate with cross-functional ... to develop test strategies to mitigate identified risks. + Prepare and maintain risk management documentation (eg, Failure Modes and Effects Analysis, Hazard… more
- Datavant (Albany, NY)
- …Assessments** : Support internal and external audits, surveys or customer questionnaires, conduct compliance risk assessments, and Compliance Risk ... Assessment, Monitoring & Auditing: Support in the compliance risk assessment process. Conduct independent compliance monitoring and auditing to validate the… more
- Bloomberg (New York, NY)
- …- Data Privacy - Legal & Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & Requirements** The energy of a ... privacy laws as well as expertise in managing privacy risk and compliance ; * Ability to work...business people on data privacy matters; * Strong stakeholder management experience and skills to collaborate effectively with security… more