- MTA (New York, NY)
- …adherence to federal, state, and local environmental, health and safety regulations . Risk management skills with the ability to identify, assess, and mitigate ... and implementing health and wellness programs for employees. Proficiency in environmental compliance management systems ( E MS), incident reporting systems, and… more
- Guardian Life (Albany, NY)
- …and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 ... in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk...communicate preliminary findings to your manager and branch office management verbally and then in writing. + Assist, as… more
- Cardinal Health (Albany, NY)
- **_What Ethics & Compliance contributes to Cardinal Health_** Ethics & Compliance promotes a culture that encourages ethical conduct and a commitment to ... compliance . This function implements strategies and processes to ensure...of audit results to physicians, physician leadership, senior leadership, management , and staff; physician and coder education; and the… more
- Aflac (New York, NY)
- …Perform and document compliance forensic testing. + Interface with other Aflac Compliance functions and Investment Risk as appropriate on matters relating to ... Education/Experience: + Minimum 10 years of experience in Insurance Industry or Asset Management Investments Compliance (Fixed Income a plus) + MBA, … more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts * Maintain a culture of risk management and control, supported by effective processes in alignment ... units in adhering to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:**… more
- The Research Foundation for SUNY (Albany, NY)
- …+ Maintain records pertaining to compliance , records management , conflict management , delegation of authority, and risk . + Assist in the implementation ... RF and SUNY system in the areas of ethics, risk management , internal controls, and a wide...+ Assist with the overall maintenance of the RF's compliance management system and other electronic tools,… more
- CUNY (New York, NY)
- …scalability, and cybersecurity resilience. + Deep proficiency in IT governance, regulatory compliance , and risk management , with experience enforcing NIST, ... Resource Planning (ERP) solution that integrates student administration, financial management , and human resources operations across CUNY's 26 colleges. Lastly,… more
- New York Power Authority (White Plains, NY)
- …for risk mitigation to strengthen the control environment. Works closely with Risk Management and Internal Audit departments on risk and controls ... US **Summary** Supervises the implementation of controls to mitigate risk , completing risk assessment reports, and oversees...professional level experience, with knowledge of CAS and/or SOX compliance . + Minimum 3 years project management ,… more
- Capital One (New York, NY)
- …experience in auditing, at least 7 years in compliance , at least 7 years in risk management , or a combination + At least 5 years of experience in financial ... Examiner (CFE) + 10+ years of experience in auditing, 10+ years in compliance , 10+ years in risk management , or a combination + 10+ years of experience in… more
- MTA (New York, NY)
- …assisting with planning, directing, and administering the operations of the MTA Ethics, Risk and Compliance program. Additionally, this role supports the Agency ... but not limited to training, communications, employee counseling, activity approvals and management of ethics/ compliance issues. + Assist in the preparation of… more