- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to ... risk culture and comprehensive approach to managing regulatory compliance risk . This Director - Compliance...wide impact or accountability. + Position deals with senior/executive management . + Key contact for business management ,… more
- TD Bank (New York, NY)
- …+ Ensure appropriate LRRs and Controls are mapped to the Business + Conduct compliance risk assessments to ensure effective business control framework + Analyze ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $185,000 - $225,000 USD TD is...as Global Trade Finance and Payments & Corporate Cash Management \. Such advice will be tailored to resolving issues… more
- American Express (New York, NY)
- …make an impact in this role?** + Ensure an effective Consumer Practices (UDAAP) Risk Management Program for American Express National Bank ("Bank") that is ... and define your own path. Find your place in risk and analytics on #TeamAmex. The Director of Consumer...the preparation, reporting and communication of testing findings to management and compliance committees; and demonstrating credible… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts + Maintain a culture of risk management and control, supported by effective processes in alignment ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair… more
- NBC Universal (New York, NY)
- …the design, implementation, and ongoing management of core global compliance program elements, including risk assessments, policies, training, monitoring, ... risk assessments for relevant business units to identify potential areas of compliance risk ; develop and implement risk mitigation plans. + Partner with… more
- WMCHealth (Valhalla, NY)
- … Company: NorthEast Provider Solutions Inc. City/State: Valhalla, NY Category: Executive/ Management Department: Compliance - WMC Health Union: No Position: Full ... in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk... compliance issues and collaborates with the VP, Compliance and senior management as appropriate for… more
- University of Rochester (Rochester, NY)
- … standards. + ** Risk Mitigation** : Identify, assess, and address compliance risks, providing recommendations to senior management to mitigate legal, ... its absence. + Technical Proficiency: Proficiency in Microsoft Office Suite and compliance management software. + Detail-Oriented: Highly organized with a strong… more
- WMCHealth (Poughkeepsie, NY)
- …Company: NorthEast Provider Solutions Inc. City/State: Poughkeepsie, NY Category: Executive/ Management Department: Compliance - WMC Health Union: No Position: ... in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk... compliance issues and collaborates with the VP, Compliance and senior management as appropriate for… more
- Bloomberg (New York, NY)
- …Officer - Indices/ Benchmark Administration Location New York Business Area Legal, Compliance , and Risk Ref # 10044966 **Description & Requirements** Bloomberg's ... people on compliance matters + Experience of identifying and managing risk , including risk framework and issue management **If this sounds like you:**… more
- Mizuho Corporate Bank (New York, NY)
- …intersection of technology, risk , and regulation-collaborating with senior leaders across Legal, Risk , Compliance , and IT to ensure that our systems are not ... multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk , Compliance… more