- HSBC (Buffalo, NY)
- …over the design and operating effectiveness of the Group's framework of risk management , control and governance processes. GIA possesses specialized capabilities ... Audit (GIA) is to help the Board and Executive Management to protect the assets, reputation, and sustainability of...US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics… more
- TD Bank (New York, NY)
- …regulatory changes are considered within the Business and assist in implementing compliance initiatives to help manage regulatory risk . **Education & ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is...to examinations and regulatory findings. + Assist with the management and tracking of regulatory inquiries. + Assist with… more
- Zurich NA (New York, NY)
- …and consumer protection laws. + You will hold a degree in law, business, risk management , or a related field; relevant certifications (eg, CIPP/US, CAMS, CRCM, ... remediation efforts. + You will prepare and contribute to compliance reporting for senior management and governance...+ You will bring 5-8 years of experience in compliance , legal, or risk roles within insurance… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is...bring between 5-7 years of specialized experience in conflicts management , with a track record of working on conflicts… more
- Ross Stores, Inc. (New York, NY)
- … compliance , regulatory compliance , product safety, environmental, and risk management \. The position will also assist in developing, implementing, ... and monitoring compliance training, business investigations, legal research, project ...needed to assist internal clients in understanding facts, assessing risk , and making sound business decisions as they relate… more
- Tradeweb (New York, NY)
- … compliance programs. + Familiarity with AI governance frameworks, algorithmic risk management , and regulatory standards around automated decision-making. + ... that drive efficiency, connectivity, and transparency in electronic trading. https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a mid-to-senior level… more
- TD Bank (New York, NY)
- …Initiatives - Training** + Responsible for designing and implementing a robust Compliance training program, including: + Conducting periodic risk -based needs ... and other required documentation to effectively report on the status of Compliance regulatory initiatives to senior management , relevant boards and external… more
- LEGOLAND (Goshen, NY)
- …will be, but not limited to, the following: + Provide a strategic approach to compliance management in respect of ride safety and other maintenance processes as ... necessary. + Help develop comprehensive records and procedures for compliance management purposes. + Conduct audits of...respect of ride hardware. + Ensure that all maintenance-related risk assessments are completed and reviewed in line with… more
- NBC Universal (New York, NY)
- …key compliance program areas, including policy development, training implementation, risk assessments, and third-party due diligence. + Manage and support ... with the preparation of presentations and reports for senior management and other key stakeholders. + Support legal counsel...+ Minimum of 3 years of relevant experience in compliance , legal operations, audit, risk , or regulatory… more
- CH Robinson (New York, NY)
- …meetings with global teams operating in different time zones + Proficiency in compliance management tools and regulatory technologies + Values a diverse and ... . + Serve as a strategic advisor on sanctions risk , transaction-level red flags, and compliance issues...5-7 years of experience in US and global trade compliance , OFAC regulations, and program management +… more