- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Oversees compliance and risk -related training and education processes in collaboration with internal stakeholders. + ... and implement continuing education and training programs in conjunction with management . + Schedules and oversees compliance processes including scheduling,… more
- Humana (Albany, NY)
- …PCO is responsibility to assess, investigate, audit and validate the mitigation of compliance risk across the organization. This team ensures that healthcare ... policies and internal controls, and communicating issues and recommendations to management . Coordinates implementation and compliance with corrective action… more
- Coinbase (Albany, NY)
- …independently and extensively with cross functional teams (such as Financial Crime Risk Investigations, Workforce Management , Content and Learning & Development ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...you'll be doing (ie. job duties):* * Investigations & Risk Analysis * Investigate and analyze manual referrals and… more
- Project Renewal, Inc. (New York, NY)
- …residential and outpatient), and other human service programs. This role supports risk management initiatives, promotes ethical practices, and works closely with ... human services. The role requires a proactive approach to risk assessment, compliance training, and policy enforcement...but are not limited to the following activities: + Compliance Program Management + Support the Director… more
- Astronics (East Aurora, NY)
- …You'll Do** As an Audit Associate, you'll be a key part of the Company's compliance and risk management function. Working alongside corporate and divisional ... options. + Professional growth: Continuing education support, certifications, and exposure to governance, risk , and compliance tools at a global scale. + A… more
- Cushman & Wakefield (New York, NY)
- …and continue to evolve our Ethics & Compliance training program, policy management , third party management , and risk assessment process. **Job ... **Job Title** Director, Ethics & Compliance Counsel **Job Description Summary** We are seeking...roll-out the related training and communication campaigns. + Conduct risk assessments to identify gaps and make recommendations on… more
- TD Bank (New York, NY)
- …preferably in an advisory capacity. The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...team are in a manner consistent with the Bank's risk culture and the relevant risk appetite… more
- CVS Health (Albany, NY)
- …Administrators, and American Health Holding, including, but not limited to risk assessments, auditing and monitoring, maintaining effective compliance policies ... or CST**_** **Position summary** Manger level position that applies expertise in compliance , legal and communication skills to support manage and develop compliant… more
- New York State Civil Service (Albany, NY)
- …audit controls; BSA/AML program; operational, regulatory and legal risks and controls; risk management program; financial condition; etc; and presenting written ... and identifies and assesses relevant current and emerging risks; * Conducts risk -based assessments of applicants' and Licensees' governance, compliance , and… more
- Anywhere Real Estate (Rochester, NY)
- …policies. This role involves reviewing, analyzing, and monitoring contracts to ensure compliance with legal standards and mitigate risk . + Develop, implement, ... policies, procedures, and overall communications. + Maintain and automate contract compliance activities, generating comprehensive reports for management . +… more