- TD Bank (New York, NY)
- …units in adhering to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . ** Compliance ... key stakeholders, and exercise credible challenge. + Support issue management , and support a culture of compliance ...issue management , and support a culture of compliance across the enterprise. + Participate in, and contribute… more
- SMBC (New York, NY)
- …years of audit experience in areas related to AML, sanctions and fraud risk management programs and regulations, banking regulations, local standards, and ... to work within the Internal Auditing Department's Financial Crimes Compliance team ("the FCC Audit Team") for the Americas...processes and internal controls and emerging risks in key risk areas of the determined audit scope to provide… more
- JPMorgan Chase (Brooklyn, NY)
- … and Control Self Assessments (RCSA); internal controls design, review and testing; Compliance ; Operational Risk ; Supervisory Management or Internal Audit ... Asset & Wealth Management delivers industry-leading investment management solutions....errors. **Job responsibilities:** + Collaborate with business partners, Legal, Compliance , Risk and other partners to perform… more
- Barnes & Noble (New York, NY)
- …by Director. * Generate and review product, import, vendor and similar reports for compliance risk assessment daily or weekly at the direction of Director. * ... and analysis of product data and documentation with a proactive approach to assessing risk . The Compliance Analyst will document and maintain compliance … more
- American Express (New York, NY)
- …American Express's enterprise BCM program, with a focus on policy development, regulatory compliance , third party risk management , training, exercising, and ... cross functionally across teams such as Operational Resilience, Technology Resilience, Third-Party Risk Management , and Control Management . You will support… more
- City National Bank (New York, NY)
- …for customer-facing or operations functions (eg, account opening, client servicing, customer experience, compliance and risk management , etc.) - with deep ... Private Banking segments by driving strategy execution and organizational change management (OCM) programs. Transformation initiatives may be related to revenue… more
- American Express (New York, NY)
- …playbooks. + Tracking industry, legal and market developments. + Supporting governance, compliance and risk management teams and practices. **Minimum ... will work closely with internal lawyers, as well as technology, product, procurement, risk , and compliance teams, to structure clear, resilient agreements and… more
- M&T Bank (Buffalo, NY)
- …Bank management in a timely fashion. + Partner with stakeholders, business management and Risk Management establishing strong working relationships while ... and controls in accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . + Promote an environment that… more
- Paladin Technologies (New York, NY)
- …implement mitigation strategies. + Design and implement controls and measures to address high- risk areas in compliance with statutory requirements. + Advise on ... CD 9000 or similar cybersecurity frameworks. + Practical experience in privacy compliance consulting and risk mitigation. + Exposure to security frameworks… more
- Raymond James Financial, Inc. (New York, NY)
- …education and experience to manage and oversee the operation of compliance functions for Regulatory Reporting and RJA Operations departments. Manages associates ... and division of responsibilities within the Compliance department. Leads major projects, programs or processes with significant business impact involving… more